- City National Bank (New York, NY)
- …framework, which includes risk identification and assessment; risk measurement; risk controls ; and risk monitoring and reporting to improve operational ... *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk, financial accounting, ... of audits by evaluating the design and operating effectiveness of technology controls , including testing control effectiveness with analytics-based testing, in… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent...Exit and Watchlist Management team is to oversee the financial crime customer exits at the bank and manage… more
- Citigroup (Queens, NY)
- …experience + Master's degree preferred **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary Location:** Long ... closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and Capital… more
- TD Bank (New York, NY)
- …& Testing (M&T) program. Additionally, this role will be responsible for building out Reporting Modules to show the applicability and coverage of the M&T Branch on a ... the Compliance Branch Inspections Risk Assessment process and perform overall reporting for the Branch Inspections program. Key responsibilities include (but are… more
- BMO Financial Group (New York, NY)
- Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance is implemented, managed, and ... an oversight of SEC Rule 17a-5. Applies specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to … more
- TD Bank (New York, NY)
- …Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and Control ** **manages the development and monitors the enterprise risk governance ... frameworks. The Senior Risk Analyst Governance and Control also plays a key role in development and support of a policy management framework, ensuring consistent… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- Citigroup (New York, NY)
- …sophisticated analytical thought such as identifying solutions for a various control issues. + Analyses reporting findings; Recommends appropriate interventions ... will put you at the heart of a global financial institution? Then bring your skills and experience to...progress. **Team/Role Overview** We are seeking an experienced Audit Manager to join our IA Cross Markets - Trade… more
- PNC (New York, NY)
- …+ Supervises and leads internal audits to assess the effectiveness of controls , accuracy of financial records, efficiency of operations, and compliance ... be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , Risk… more