- Bank of America (Charlotte, NC)
- …Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical Thinking + Attention to Detail + Critical ... direct and indirect audit exam interaction, regulatory responses, issues management + Supports risk self-identification and oversight...3+ years of experience in the Audit, Compliance, or Risk function of a large financial services… more
- Truist (Charlotte, NC)
- …6+ years of experience in a financial institution with emphasis on risk management or equivalent work experience and training, and/or equivalent education, ... risk framework. Reporting to the EDA Senior Risk Advisory Manager within the Enterprise Technology... risk and technology teams to support sound risk management practices. For this opportunity, Truist… more
- Wells Fargo (Charlotte, NC)
- …with you. **Business Overview |** As the company's second line of defense, Corporate Risk - or Independent Risk Management - provides independent oversight ... of risk -taking activities. Independent Risk Management establishes and maintains... CROs + Strategic Risk + Core Risk Track + Compliance + Financial Crimes… more
- City National Bank (Charlotte, NC)
- …rules are tuned and tested periodically, and models and documentation meet bank Model Risk Management requirements. Sr Manager shall work with Technology and ... * MANAGER FINANCIAL INTEL SERVICES SENIOR* WHAT...* MANAGER FINANCIAL INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY?...with technology, business colleagues, compliance and parent company, RBC, risk management at all levels of … more
- Wells Fargo (Charlotte, NC)
- … Executive** . This highly skilled and experienced professional will lead the Independent Risk Management , 2nd line oversight, of the Application Risk ... our application portfolio. It involves developing and implementing a comprehensive application management risk strategy that aligns with the company's goals and… more
- Regions Bank (Charlotte, NC)
- …Certified Anti Money Laundering Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry ... the Enterprise Risk Testing Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong risk … more
- Truist (Charlotte, NC)
- …execution activities. Interact with and present routinely to senior executives within the Risk Management Organization (RMO) or Business Units. Following is a ... ensure the Business Unit's compliant execution to the corporate risk management framework for all eight ... Program requirements. 5. Interface with the Business Unit Risk Manager (BURM) staff as needed (eg,… more
- Truist (Charlotte, NC)
- …Preferred Qualifications: 1. Master's degree in Finance or equivalent science/academic field. 2. Financial Risk Manager (FRM)/Certified Financial Analyst ... expectations. 3. Serve as a subject matter expert for Enterprise and Operational risk management programs, providing effective challenge as necessary to program… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial ... and guidance as required + Maintains a culture of risk management and control, supported by effective...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …and audit management where required + Maintains a culture of risk management and control, supported by effective processes and sound infrastructure ... significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a… more