- Indeed (New York, NY)
- …of millions of people by connecting them with meaningful employment. The Internal Audit Manager will join Indeed's Internal Audit team. They will play a key role in ... looking for an experienced financial auditor with proven technical accounting and compliance expertise who can thrive in a dynamic, high-growth technology company.… more
- TD Bank (New York, NY)
- …of issues and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the Compliance Business Oversight ... a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized… more
- Indeed (New York, NY)
- …of people by connecting them with meaningful employment. The Internal Audit Manager will join Indeed's expanding Internal Audit team. You'll provide autonomous and ... impartial assurance over the operational efficiency, risk management practices, and regulatory compliance of the company's processes and systems. As a team member,… more
- TD Bank (New York, NY)
- …regulatory insights into business-as-usual processes at TD. **Department Overview** The Global Compliance Department is responsible for overseeing regulatory ... compliance across TDBG in accordance with the Global Compliance Department Mandate, Framework and Standards. This includes independently assessing the… more
- Coinbase (Albany, NY)
- …role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the ... Attendance is expected and fully supported. As the CX Compliance Program Manager at Coinbase, you'll lead...dashboards and KPIs to monitor the success of the compliance Program and track adherence to global … more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 ... reputational risk of Aflac and help to reinforce Aflac Global Investment's culture of compliance . + Oversee...and existing external investment managers. + Perform and document compliance forensic testing . + Interface with other… more
- American Express (New York, NY)
- …to success. The Senior Manager will act as a critical partner to Compliance Program Teams, Global and Market Compliance Officers, General Counsel, and ... **How will you make an impact in this role?** Global Compliance and Ethics (GCE) is responsible...+ Support RCIM related regulatory exams, internal audits, and Enterprise/ Compliance testing reviews. serving as a subject-matter… more
- TD Bank (New York, NY)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... in the US Compliance Operating Framework (COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- American Express (New York, NY)
- …policy interpretation, regulatory change implementation, and incident response. + Support compliance testing , audit readiness, and business responses to ... Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Manager to support the business in managing compliance … more