- TD Bank (New York, NY)
- …a Director-level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will work with the Trade and Communications ... mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
- TD Bank (New York, NY)
- …external research projects; support the development/ delivery of presentations / communications to management or broader audience + Conduct meaningful analysis at ... + Actively manage relationships within and across various business lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory… more
- TD Bank (New York, NY)
- …sits in Core Compliance and covers the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer ... 7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of … more
- Bank of America (New York, NY)
- …treasury management relationship for a complex portfolio of current and prospective global clients in the Insurance, PayTech and other Non-Bank Financial Institution ... segments. He or she will partner with Corporate Bankers, Product, Compliance, Credit, Risk and Service partners to present optimal global solutions to meet… more
- Publicis Groupe (New York, NY)
- …description** Publicis Re:Sources is the backbone of Publicis Groupe, the world's largest communications group. Formed in 1998 as a small team to service a few ... Groupe firms, Publicis Re:Sources has grown to 4,000+ people servicing a global network of prestigious advertising, public relations, media, healthcare and digital… more
- TD Bank (New York, NY)
- …team members and key partners. **JOB REQUIREMENTS** + Understanding of a global markets business in general including some product knowledge. + Strong compliance ... of the Volcker Rule and its applicability to a global markets business and associated required metrics production and...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of ... global security and derivative products and markets including trading...vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial… more
- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of ... global security and derivative products and markets including trading...vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial… more
- TD Bank (New York, NY)
- …years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of ... global security and derivative products and markets including trading...vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding of financial… more
- Honeywell (Pittsford, NY)
- …is responsible for overseeing areas such as finance, legal, human resources, communications , and corporate governance, working closely with other business units ... high-quality software delivery. You will report directly to our Engineering Customer Service Manager , and you'll work out of our Pittsford, NY location on a Hybrid… more
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