- JPMorgan Chase (New York, NY)
- …and regulations that impact the firm, and advises the firm on other matters. Our global team is made up of 2,000 lawyers and legal professionals with a reputation as ... and direct purchases, such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + Provide...various knowledge management and other projects to support the internal legal team and will assist bankers and … more
- Capgemini (New York, NY)
- …the development of scalable, policy-driven compliance programs that align with internal standards and external regulations. Your work will safeguard against risks ... + Expertise in compliance program management, risk assessment methodologies, and internal control frameworks. + Ability to identify risks and develop innovative,… more
- TD Bank (New York, NY)
- …execute standard practices applicable to the discipline * Adhere to internal policies/procedures and applicable regulatory guidelines * Keep abreast of emerging ... communications, reports and presentations for management, regulators, and other internal and external stakeholders * Proactively identify matters requiring… more
- TD Bank (New York, NY)
- …processes or functional programs + Contact for business management, external/ internal auditors, dealing with non-routine information + Recommends and implements ... of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and liaises with the appropriate FCRM and business partners… more
- Principal Financial Group (New York, NY)
- …include acting as the team's liaison with our external constituents and internal partners - providing follow up materials, preparing briefing documents and ... as a team representative and critical liaison with external and internal constituents -providing timely and professional responses related to capability/firm… more
- TD Bank (New York, NY)
- …in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of ... respective programs/policies/practices are well managed, meet business needs, comply with internal and external requirements, and align with business priorities +… more
- TD Bank (New York, NY)
- …market data, economic information, and key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in ... market data, economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance) at all times… more
- TD Bank (New York, NY)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, ... processes or functional programs + Contact for business management, external/ internal auditors, dealing with non-routine information + Recommends and implements… more
- M&T Bank (Buffalo, NY)
- …programs and initiatives; establishing and maintaining relationships with key internal and external stakeholders; and informing the organization's proactive defense ... accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify risk-related… more
- BD (Becton, Dickinson and Company) (New York, NY)
- …Description** We are **the makers of possible** BD is one of the largest global medical technology companies in the world. Advancing the world of health (TM) is ... that turn dreams into possibilities. We believe that the human element, across our global teams, is what allows us to continually evolve. Join us and discover an… more