- TD Bank (New York, NY)
- …sales performance according to established Company policies and applicable legal and regulatory guidelines + May lead staff, assigning, prioritizing and ... activities + Communicates important information to staff as necessary, if in lead role + Prepares management reports and other information to summarize status… more
- ICON Clinical Research (Farmingdale, NY)
- …by ensuring adherence to appropriate guidelines and policies. + Prepare for and lead regulatory inspections and audits. + Establish and enforce policies for ... guidelines. + Ensure timely completion and delivery of pathology reports ** Regulatory Compliance & Accreditation:** + Ensure compliance with all relevant federal,… more
- Wolters Kluwer (Albany, NY)
- Wolters Kluwer is a global leader in professional information services that combines deep domain knowledge with specialized technology. Our portfolio offers software ... the way we do business, build better judicial and regulatory systems. We help them get it right. **Who...**What We Offer: ** The Sales Channel & Affiliates Manager role offers growth potential opportunities, professional development, an… more
- TD Bank (New York, NY)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... at senior levels + Works independently as the senior lead and guides others within area of expertise +...required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital Markets,… more
- TD Bank (New York, NY)
- …responsibilities will include assisting in response to periodic examinations by regulatory agencies and internal audit, ad-hoc requests related to the HMDA ... and other business line documents to ensure compliance with regulatory requirements. **The above details are specific to the...+ Works autonomously and accountable for acting as a lead within a specialized business management function and may… more
- TD Bank (New York, NY)
- …and interaction points with other related areas as well as regulatory issues/requirements for jurisdictions supported **Education & Experience:** + Undergraduate ... the discipline + Adheres to internal policies/procedures and applicable regulatory guidelines + Keeps abreast of emerging issues, trends,...effective processes in alignment with risk appetite + May lead work streams by acting as a project … more
- M&T Bank (Buffalo, NY)
- …on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking Services is ... employees. **Department Description:** Shared Services delivers operational excellence, processing, regulatory , and strategic support to the businesses in the… more
- TD Bank (New York, NY)
- …decisions, promoting teamwork and handling any/all disciplinary actions, as required + Oversee and lead a team of Pod Product owners for an area of risk, complexity ... corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Leads or contribute to cross-functional / enterprise… more
- TD Bank (New York, NY)
- …accounts and/or takes a significant business development focuses + Solves or may lead others to solve complex problems; leads efforts to develop new product and ... context and advice at increasingly senior levels + Works autonomously as the ' lead ' and guides members within area of expertise + Identifies and leads problem… more
- SMBC (Albany, NY)
- …are closed on time. + Maintain an expert-level knowledge of the financial and regulatory landscapes - local, national, and global influences over drivers that ... both SMBC MANUBANK and parent SMBC. The incumbent will lead a small team and will be reporting to...testing. As SMBC MANUBANK is a subsidiary of a global , systemically-important financial institution - SMBC - the position… more