- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** We are seeking an experienced Technical Program Manager / Tech Lead with 15+ years of experience to lead ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...+ Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting. + Exceptional ability to influence senior stakeholders… more
- Regeneron Pharmaceuticals (Troy, NY)
- …team. The candidate will be responsible for the development and execution of global regulatory strategies for the assigned drug/device portfolio. This role ... Health Authority. **A typical day might include:** + Oversee the assigned CMC/CP Regulatory Affairs team, driving global regulatory strategies and… more
- SMBC (New York, NY)
- …potential conduct incidents, events, and material non-compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- JPMorgan Chase (New York, NY)
- The Business Development Manager - Team Lead leads a team of 14 Business Development Implementation Specialists responsible for the successful rollout and ... objectives are met and business impact is maximized. **Key Responsibilities** + Lead , coach, and develop a team of 14 Implementation Specialists, fostering a… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to...and draft relevant content + Act as a Compliance lead in relevant remediation projects, which will include: +… more
- TD Bank (New York, NY)
- …products, with a high level of responsibility in a fast-paced and dynamic global markets environment. **Key Responsibilities:** + Lead negotiation of a robust ... who can provide you more specific details for this role. **Job Description:** The Global Markets Documentation Team is an integral part of TD Securities. GMD is a… more
- Bank of America (New York, NY)
- …+ Support global control room leadership on cross-regional projects and regulatory inquiries. + Assesses risks and effectiveness of Front Line Unit (FLU) ... Compliance & Operational Risk Manager - Americas Control Room Manager ...and make an impact. Join us! **Job Description:** The Global Control Room (GCR) has a business-critical role to… more
- TD Bank (New York, NY)
- …in special projects, including assisting with adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and ... this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- Bank of America (New York, NY)
- …Review/update Compliance & Operational Risk Policies and ensure they are consistent with global and local regulatory practices. + Assist with the development of ... Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York...Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise… more
- Scotiabank (New York, NY)
- …winning team, committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global … more