- Bank of America (New York, NY)
- …cross regional global processes. The responsibilities of the EMEA Central lead include: * Managing completion of all regulatory reporting obligations aligned ... managers. The Enterprise Position Monitoring and Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global… more
- TD Bank (New York, NY)
- …information, escalation of issues and events. **Job Description** Reporting to the Senior Manager , Global Regulatory Change & Library Governance, the ... federal rules and regulations. The Compliance Governance & Operations Manager leads the development and implementation (or lead...Compliance Business Oversight Manager will support the Global … more
- TD Bank (New York, NY)
- …experience building and scaling compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will lead ... Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations,...Lead the planning, execution, and evolution of TD's global compliance Program Effectiveness Assessment + Serve as the… more
- MUFG (New York, NY)
- …PURPOSE OF THE ROLE** Upon hire, the successful candidate will work closely with the Global HR Solutions Process Excellence Lead , Global Process Owners and ... expected and making a meaningful impact is rewarded. All Global Human Resources roles must comply with the location...working with clients in GHR and the business to lead and deliver process design and process improvement engagements.… more
- TD Bank (New York, NY)
- …the Bank and be available to service the deal flow with tight deadlines from global desks. **Depth & Scope:** + Lead negotiations of Prime Brokerage Agreements, ... who can provide you more specific details for this role. **Job Description:** The Global Markets Documentation Team is an integral part of TD Securities. The group… more
- TD Bank (New York, NY)
- …build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible ... for assuring that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 13 **The Team:** The Regulatory & Compliance Commercial team focuses on driving growth and expanding our ... Onboarding background, to drive engagement and business success across our Counterparty Manager product suite, which includes solutions such as CLM Pro, Onboarding… more
- TD Bank (New York, NY)
- …to Compliance Units in navigating the Issues Management workflow (ie, MERLIN). + Lead the update of the Enterprise Regulatory Compliance Issues Management ... Regulatory Compliance Management assessment activities in providing analysis into regulatory compliance issues for the Global Chief Compliance Officer… more
- Regeneron Pharmaceuticals (Troy, NY)
- The Director, Global Procurement Compliance will be responsible for directing a team of Compliance Managers and Specialists that support and maintain all cGMP ... to leading the Compliance team this individual will be a member of the Global Procurement Direct Category Leadership team and will provide input and be accountable… more
- Scotiabank (New York, NY)
- …winning team, committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** ... Senior Manager , Business Risk Management US GTB **Requisition ID:**...to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global … more