- SMBC (New York, NY)
- …Risk, Audit, and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications: Global Payment and Deposit Solutions (GPDS) builds and transforms the operating ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- CH Robinson (New York, NY)
- …a Strategic Program Manager to join our team. In this role, you will lead , coordinate, and enhance our global compliance programs, with a specific focus on ... of, but are not limited to, the following: + Lead the development, implementation, and maintenance of US export...ensuring appropriate handling, routing, and documentation in line with regulatory obligations. + Develop and harmonize global … more
- ITT (Seneca Falls, NY)
- …Center CIO, the Industrial Process Value Center is looking for "IT Engineering Manager " to lead ITT's Engineering application footprint. This leader should be ... cutting-edge solutions to help solve their most critical needs across key global end markets. Our continuous improvement mindset drives our commitment to evolving… more
- Capgemini (New York, NY)
- …IT, data privacy, and cybersecurity risks, ensuring alignment with business and regulatory expectations. + Lead remediation programs, supporting internal audits ... by technology created with purpose. **YOUR ROLE** As a ** Manager ** or **Senior Manager ** in our **Banking**...focused on **Finance, Risk & Compliance** , you will lead transformation programs that strengthen governance, control, and risk… more
- TD Bank (New York, NY)
- …for this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit. + Interacts directly and independently with ... auditors and regulatory agencies and provides approval for document submissions to...instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others.… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... Our Company Aflac Asset Management, LLC, (dba Aflac Global Investments) is a wholly owned subsidiary of Aflac...and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and help to… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team... compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the… more
- American Express (New York, NY)
- …are met (eg, periodic RCSA reviews and update assessment criteria to align with regulatory updates) + Lead control monitoring (supplemental to BU process owners ... will help us define the future of American Express. Global Commercial Services (GCS) is the global ...within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience… more
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