- TD Bank (New York, NY)
- …efficiency / streamline processes while ensuring processes are controlled and meet regulatory requirements + Leads funding alignment/ strategy to ensure MRA ... of Wealth Remediation is responsible for expanding and managing regulatory oversight program for the first line of defense...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work ... the Climate, Nature and Social Risk, Business Implementation & Regulatory Strategy (Americas) team, you will take...of Business and Risk Management functions + Drive firmwide global consistency in regulatory responses, working closely… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...Compliance Business Oversight Analyst** **will assist in US and Global Compliance projects as necessary.** **Job Summary:** The Senior… more
- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... support Oversight Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the review of aggregated… more
- TD Bank (New York, NY)
- …and controls are in place, effective and compliant with corporate policies, regulatory requirements and industry practices. **Depth & Scope:** + Provides people ... handling any/all disciplinary actions, as required + Owns TDS strategy and policy for Business Oversight program and is...TDS FCRM/BSA policies documents to assess compliance w/ legal, regulatory & internal requirements for each line of business… more
- TD Bank (NY)
- …risk exposures. May provide oversight, commentary, and recommendations based on overall strategy and industry best practices. This position will be focused on ... work + Integrates knowledge of the enterprise function's or business segment's strategy in leading program design, policy formulation or operating standards within… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- TD Bank (New York, NY)
- …the business function of the organization. This role will involve overseeing global technology teams, managing critical systems, and ensuring alignment with finance ... **Key Responsibilities:** **Strategic Leadership:** . Define and execute the technology strategy for Product Control and Finance in alignment with enterprise… more
- ThermoFisher Scientific (Grand Island, NY)
- …developing and executing a strategic sales plan to maximize business from your assigned global key accounts. In this pivotal role, you will drive revenue growth by ... therapies to their patients more quickly. **What will you do:** + **Drive Strategy to Action:** Develop and execute a strategic sales plan for owned assigned… more
- TD Bank (New York, NY)
- …in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial ... mitigate potential risks to the surveillance program, and ultimately the global Markets business, by delivering and comprehensive and effective second-line… more
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