- TD Bank (New York, NY)
- …regulatory guidelines is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess ... proactive strategies, tactics and programs to effectively manage regulatory and governance issues for the Trader environment. **Key Responsibilities:** + **Build and… more
- Bank of America (New York, NY)
- …risk management across the company and for specific business units or control functions. Key responsibilities include leading the audit assessment of effectiveness ... of controls supporting the model life cycle including model governance , development, validation, on-going monitoring, and model change management. Job expectations… more
- TD Bank (New York, NY)
- …processes, and compliance with relevant laws and regulations for TD Bank's Governance , Risk & Oversight Functions. This role supports audit engagements through ... and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for execution of control… more
- Capgemini (New York, NY)
- …tuning. + Implement automated patch management using tools like AWS Systems Manager , WSUS, Ansible, or SCCM. + Monitor system health and performance using ... frameworks such as Open Policy Agent (OPA) or Terraform Sentinel for governance . + Collaborate with security and compliance teams to enforce resource policies… more
- M&T Bank (New York, NY)
- …the risk work and employee assignments to those initiatives responsible for risk and control functions in the business unit. Serve as Subject Matter Expert (SME) for ... of the Annual Testing and Monitoring Plan for Enterprise Platforms. + Governance of Process Maps across Enterprise Platforms + Building, evolving and maintaining… more
- NY CREATES (Albany, NY)
- …for the end-to-end design, implementation, hardening, integration, and lifecycle governance of hybrid identity systems encompassing on-premises Active Directory ... (AD), Microsoft Entra ID (Azure AD), and a mature Identity Governance & Administration (IGA) platform. This role drives the strategic convergence of authentication,… more
- City National Bank (New York, NY)
- …implement, and maintain a risk framework, operating model, policies, procedures, governance and oversight programs for all lines of business and subsidiaries. ... as necessary. WHAT WILL YOU DO? * In partnership with the TPRM Program Manager , develop a successful implementation plan consisting of: * Assist with the development… more
- Wellington (New York, NY)
- …of data outside the private investments businesses, ensuring robust information governance and compliance with internal information barrier protocols + Contribute to ... training + Support the firm's compliance policies and procedures governance , including revising and drafting of applicable policies and...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- MUFG (New York, NY)
- …team will provide more details. **Responsibilities:** + As part of the Data Governance team work across various pillars of the data office including (and not ... (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity in… more
- TD Bank (New York, NY)
- …role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD policies ... assisting with adherence to enterprise-wide initiatives including global policies and governance . + Assist with regulatory and audit requests. + Provide backup… more