• Senior Finance Analyst - TD Securities

    TD Bank (New York, NY)
    …financial controls , segregation of duties, transaction approvals and physical control of assets) + Participate in cross-functional / enterprise / initiatives ... financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as… more
    TD Bank (08/19/25)
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  • IT Auditor

    Mizuho Corporate Bank (New York, NY)
    …managing the audit process from initiation to completion and assisting the Group Manager with the administrative control of the Group. Job Description The ... business areas of MUSO to evaluate the effectiveness of risk management and governance processes. As with counterparts in London, Hong Kong and Singapore, IADA… more
    Mizuho Corporate Bank (09/11/25)
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  • Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
    TD Bank (09/21/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …assesses potential impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency in the application ... and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated risks. This… more
    TD Bank (09/21/25)
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  • Issues Management - Validation, VP

    MUFG (New York, NY)
    …Review management action plans (MAPs) development to ensure MAPs can address the control deficiencies and symptoms pointed out in the issue including building out a ... + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and… more
    MUFG (08/14/25)
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  • Sr. Risk Analyst

    SHI (Albany, NY)
    …changes, third parties, and health checks, and evaluate the effectiveness of control programs. + Conduct internal governance reviews, support audits, and ... analyzes data and documentation to assess risks, reviews current processes and controls , and recommends improvements to enhance efficiency and reduce risk. The SRA… more
    SHI (09/03/25)
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  • Sr Group Risk Specialist- Incident Mgr (Brim)

    TD Bank (New York, NY)
    … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject ... implementation of US business resilience and incident management strategies, governance policies, standards and practices, operating framework, reporting, notification… more
    TD Bank (10/02/25)
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  • Senior Financial Crime Risk Oversight Analyst…

    TD Bank (New York, NY)
    …to assigned portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated risks. ... Crime Risk Management (FCRM) Risk Assessment Team is responsible for the governance , oversight, and execution of the ML/TF, Sanctions, and ABAC risk assessments… more
    TD Bank (10/03/25)
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  • Senior Compliance Officer - Surveillance, Data…

    TD Bank (New York, NY)
    …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
    TD Bank (09/17/25)
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  • CIB Global Markets Sales - Credit Risk Portfolio…

    JPMorgan Chase (New York, NY)
    …management - Responsible for adhering to the established framework including the controls and governance of exposure management, monitoring and escalation of ... Senior Control forums + Support the framework related to the governance and escalation of client restriction control monitoring **Required Qualifications,… more
    JPMorgan Chase (09/21/25)
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