- TD Bank (New York, NY)
- …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
- Citigroup (New York, NY)
- …into a newly created role the Global Head of Business Strategy and Governance , which is a member of the Citi Wealth Lending Leadership team. **Responsibilities:** ... with US Personal Banking Credit Card team. + Demonstrated ability to build internal relationship with broad stakeholders across the franchise in order to drive to… more
- MUFG (New York, NY)
- …record + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in ... plans (MAPs) development to ensure MAPs can address the control deficiencies and symptoms pointed out in the issue...identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated… more
- SHI (Albany, NY)
- …business changes, third parties, and health checks, and evaluate the effectiveness of control programs. + Conduct internal governance reviews, support ... analyzes data and documentation to assess risks, reviews current processes and controls , and recommends improvements to enhance efficiency and reduce risk. The SRA… more
- TD Bank (New York, NY)
- …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
- CBRE (Albany, NY)
- …and newly developed key performance indicators. This position will report to the Global Governance and Assurance Sr. Manager and a part of the Global HSE ... help implement a risk-based framework to better understand risk tolerance and controls aligned with benchmarked competitive best practices. Governance and… more
- M&T Bank (Syracuse, NY)
- … risk standards, including timely implementation and adherence to internal control monitoring and supports efforts to implement controls to issues raised ... Identify risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal… more
- Bank of America (New York, NY)
- … controls supporting the model life cycle including model governance , development, validation, on-going monitoring, and model change management. Job expectations ... of controls supporting the model life cycle including model governance , development, validation, on-going monitoring, and model change management. + Performs… more
- TD Bank (New York, NY)
- …role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD policies ... expert in all aspects of financial crime risks and controls across a range of Global Markets activity, to...as a key contact for business management, regulators and external/ internal auditors, dealing with a broad range of issues… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and… more