- Citigroup (New York, NY)
- …critical impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide ... retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk ...HR + Key stakeholder in senior forums covering strategy, risk management, Employment & HR governance , franchise… more
- TD Bank (New York, NY)
- …support teams. . Foster a culture of innovation, accountability, and technical excellence. ** Governance and Risk Management:** . Establish robust controls and ... governance practices across finance systems. . Manage operational risk , cybersecurity, data quality, and audit requirements in technology solutions.… more
- TD Bank (New York, NY)
- …data flows, data lineage, and metadata. + Strong understanding of data governance , data quality, and data lifecycle management and familiarity with data storage, ... diagrams, dimensional data models) and business rules, data life-cycle management, governance , lineage, metadata and reporting elements. + Applies automation and… more
- TD Bank (New York, NY)
- …include, but are not limited to the following activities and controls: - Policy & Governance / Training - Risk Assessment Framework - Know Your Customer (KYC) / ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line of defense Financial… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Neuberger Berman (New York, NY)
- …wealth management, trust company, sales distribution and supervision, client reporting, fund governance , compliance , operations, risk , branch exams, etc. + ... collaboration with other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and other supporting functions.… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...dedicated to setting new industry standards. The Fair Banking Compliance team oversees the governance and analytical… more
- Citigroup (New York, NY)
- …management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council ... influence on the company. This role is not a manager . **Responsibilities:** + Serve as a partner and advisor...Law + Key stakeholder in senior forums covering strategy, risk management, corporate governance , franchise reputation and/or… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The group ... Fargo. It all begins with outstanding talent. It all begins with you. **Corporate Risk ** helps all Wells Fargo businesses identify and manage risk . The team… more
- TD Bank (New York, NY)
- …/ facilitates and/or implements actions / remediation plans to address performance / risk / governance issues + Actively manages relationships within and across ... section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new… more