- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... "tone at the top" in support of a strong risk & compliance culture within Compliance...and across the enterprise. + With business and other Risk partners promote a strong governance &… more
- TD Bank (New York, NY)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... FCRM compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption … more
- American Express (New York, NY)
- …Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
- SMBC (New York, NY)
- …environment. The ideal candidate will bring strong experience in transaction banking, risk governance , and regulatory compliance , with a collaborative ... President, Business Risk will support the Business Risk Manager in enhancing the risk...to the enhancement of governance structures and risk oversight processes. + Ensure compliance with… more
- JPMorgan Chase (New York, NY)
- …for climate, nature and social risk topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase ... to protect JPMC via a firmwide framework that informs risk appetite and defines governance processes. This...implementation with the firm's Legal Entities (LE) to drive compliance with firmwide climate, nature and social risk… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...key member of the second line of defense, providing risk -based oversight, guidance, and monitoring across multiple consumer lending… more
- City of New York (New York, NY)
- …internal databases. Cross-Functional Collaboration: - Coordinate with investment, operations, compliance , and external service providers to support governance , ... and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, validation, and analysis of investment performance… more
- American Express (New York, NY)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory… more
- American Express (New York, NY)
- …readiness-driving the company's growth while safeguarding its reputation and operations. The Compliance Risk Management Governance team develops, oversees, ... and strengthens the Compliance Risk Management framework to ensure governance structures, policies, and procedures are robust, effective, and aligned with… more