- TD Bank (Charlotte, NC)
- …limited to, customer identification and due diligence, enhanced due diligence, policy, governance , training and/or compliance assurance and testing + Manages and ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** _Primarily Offsite: Our team currently operates under… more
- Truist (Charlotte, NC)
- …and execution of Risk Program requirements. 5. Interface with the Business Unit Risk Manager (BURM) staff as needed (eg, collaborating on special projects, ... full spectrum of risks to ensure appropriate oversight and governance of first line risk taking and...the BUCRO. 6. Assist the BUCRO with monitoring of risk exposures, concentrations and limits for compliance … more
- TD Bank (Charlotte, NC)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... FCRM compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption … more
- Wells Fargo (Charlotte, NC)
- …Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud professional) ... a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area +… more
- PNC (Charlotte, NC)
- …Manages audit engagements for various functions within the model life cycle and model risk governance from the planning phase through audit reporting. * Supports ... etc.) * Performs continuous monitoring and auditing activities over model development, model risk management, and overall governance . * We execute a Risk… more
- Truist (Charlotte, NC)
- …governance mechanisms within the BU. + Execute, facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and ... framework. This role reports to the EDA Senior Risk Advisory Manager within the Enterprise Technology...BU and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Truist (Charlotte, NC)
- …governance mechanisms within the BU. 11. Execute, facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and ... requirements (eg, RCSA, KRIs, etc.) within the Business Unit's Risk Manager . Provide strategic insight, risk...BU, and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Regions Bank (Charlotte, NC)
- …+ Familiarity with Agile and Waterfall project management practices and tools + Governance , Risk , and Compliance (GRC) experience (RSA Archer platform) ... gaps, financial return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure that exposures are… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...key member of the second line of defense, providing risk -based oversight, guidance, and monitoring across multiple consumer lending… more
- Wells Fargo (Charlotte, NC)
- …resolution. + **Business Risk Management:** Manages Wholesale Workout operational risk , partners with compliance partners, and monitors activities related to ... in manipulating data using PowerBI, SAS, SQL, and/or Python, compliance , operational risk , and/or experience in the...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more