- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory to join… more
- CBRE Government and Defense Services (West Point, NY)
- …quality assurance program + Monitor and inspect all delivery orders for compliance + Maintain records of inspections and certifications + Prepare monthly reports ... inspections + Periodically review the quality control program to ensure compliance + Examine processes for preventative and corrective maintenance; make suggestions… more
- TD Bank (Bronx, NY)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Financial Advisor Trainee (FA Trainee) role is intended to be a transitional role ... set of skills to qualify for the role of Financial Advisor Associate (FAA) in the expected time frame....insurance sales, including for qualified accounts in accordance and compliance with all of TD Wealth's policies and procedures… more
- Carrington (Albany, NY)
- …of The Carrington Companies. We provide third-party originators, mortgage brokers and financial institutions with access to government and conventional loan ... flood certs and review appraisals as needed. + Ensures compliance deadlines are met with regards to pre-disclosures, approval...to five years of experience as a Wholesale Account Manager or mortgage Loan Processor with multiple Brokers, Account… more
- Ferguson Enterprises, LLC. (Coxsackie, NY)
- …is seeking the right individual to fill an immediate need for a **Warehouse Manager ** in our Coxsackie Distribution Center. If you are a proven leader in warehouse ... associates + Coordinate and ensure all safety and regulatory compliance in a proactive and positive manner + Lead...plans and programs that support the mental, physical and financial well-being of our associates. Our competitive offering not… more
- TD Bank (New York, NY)
- …driven development an advantage. This role requires experience within the financial services industry, specifically in compliance , trade surveillance and/or ... solutions that support scalable, secure, reusable solutions across the Compliance , Surveillance and Supervision area. Responsibilities include planning, designing,… more
- City Harvest (Brooklyn, NY)
- …of the organization. Job Description Summary: Works under general supervision of Manager , Finance, providing support in financial and administrative aspects of ... visit cityharvest.org. We are seeking a dynamic and proactive Financial Analyst to join our team responsible for managing...that need to be tracked and resolved + Ensure compliance with donor reporting requirements + Assist in donor… more
- JPMorgan Chase (Brooklyn, NY)
- …approach. + Knowledge of data privacy, confidentiality, security, and compliance requirements. Preferred qualification, capabilities, and skills : + Master's ... that support HR goals. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to...many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands.… more
- JPMorgan Chase (New York, NY)
- …as bespoke solutions. + Partner with business analysts, core technology, legal/ compliance , operations, and sales and trading teams to ensure product functionality ... 7 and 63 registration is a plus. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small… more
- Compass Group, North America (Newburgh, NY)
- …customer satisfaction levels and account retention, strong employee relations, achievement of financial goals and future business growth plans. Must ensure that all ... personnel under his/her operational influence comply with all client, government , corporate and division policies and procedures. **Key Responsibilities:** Tracks … more