- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates due… more
- MUFG (New York, NY)
- …of issues and partner with stakeholders in opening issues ( Audit / Compliance /Management Identified)Completing Issue Closure TemplatesAcquiring the necessary ... with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for...risk events for potential impact to control environment + Audit / Compliance + Assist in Preparation/Maintenance/Tracking of … more
- Sunrise Senior Living (Glen Cove, NY)
- …for answers and resolutions. + Complete payroll reconciliation per Sunrise internal business controls. + Process and manage unemployment and worker's compensation ... and state laws/provincial labor/labour laws and Sunrise policy. + Maintain training compliance and records and performance appraisal records and perform ongoing data… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit ) to assess risks, develop and implement proactive ... as needed, and where required assist with remedial work efforts for any open audit and compliance (testing) findings and open gaps. + Contribute metrics to… more
- BMO Financial Group (New York, NY)
- …for ensuring that the "organization" operates with transparency, integrity, and in compliance with legal, regulatory, and internal policies and standards. This ... of risk (financial, non-financial and transverse) across the organization. + Monitor compliance with internal risk management policies, standards and directives… more
- Bank of America (New York, NY)
- …breaches * Participate and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and remediate errors/breaches, data ... for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems,… more
- Project Renewal, Inc. (New York, NY)
- …actionable insights. + Create and update SOPs for payroll and HRIS tasks. + Support audit requests, compliance filings, and internal controls. + Assist in ... benefits, and compliance changes. + Ensure payroll compliance with all applicable laws and internal ...Creates custom reports to meet department and agency-wide reporting, audit and compliance requirements. + Assist requesters… more
- University of Rochester (Rochester, NY)
- …respective functional manager for responses and corrective actions. + Conduct internal compliance audits of CMSU operations, in accordance with internal ... to establish the level of compliance to internal policies and procedures, project requirements. Audit ...orders and CMSS documents. + With oversight from functional manager , Conduct review and approvals of Processing Orders and… more
- International Rescue Committee (New York, NY)
- …on all finance, accounting, grant budget management, and cash management. + Internal /External Audit closure and corrective action plan development and tracking ... the Executive Director on financial performance of the office, issues with internal controls or financial management. + Monitor the office disbursements, all… more
- CDM Smith (Buffalo, NY)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... budgeting, forecasting, cash flow, and financial reporting. * Ensures compliance with accounting standards, tax regulations, and internal...enterprise risk management and internal audit functions working with executive management… more