- Arrow Financial Corporation (Glens Falls, NY)
- … audit random samplings of daily work to ensure accuracy and procedural compliance . Prepare reports for management detailing audit result and make training ... About this position: Responsible for training/cross-training department employees, review and audit daily work to ensure it is completed timely, accurately, and… more
- TD Bank (New York, NY)
- …and/or MBA preferred + 10 years of relevant industry and governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we are ... Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses...reviews and assesses whether the Business is adhering to internal (risk management, oversight function and audit )… more
- Neuberger Berman (New York, NY)
- …to the Chief Financial Officer and is in charge of tax structuring, tax compliance , tax planning, tax accounting, tax reporting, and ad-hoc tax matters. We are ... of our multi-faceted tax department. **Responsibilities:** + Oversee outsourced tax compliance and in-house tax provision process for the Management Company +… more
- TD Bank (New York, NY)
- …trading line logs + Prepares monthly reports + Maintains required documentation for internal audit + Prepares other related materials as required + Ensures ... Cross Asset Trading portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management… more
- M&T Bank (Buffalo, NY)
- …+ Engages in regular interaction with middle management and associated staff within Internal Audit , Compliance , Risk Management, and Technology + Exercises ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any… more
- New York Racing Association (NY)
- …with vendors and respond to inquiries. + Maintain the vendor files for audit compliance . + Handle incoming hard copy/digital correspondence and distribute ... will oversee the processing of invoices ensuring accuracy and compliance with company policies and procedures. Manage and ensure...accordingly. + Work with Audit (external/ internal ) with documentation requests and inquiries.… more
- CUNY (New York, NY)
- …the following: + Establishes and maintains collaborative relationships with internal and external stakeholders, including students, faculty, staff, administrators, ... office administrative functions, working closely with the Executive Assistant and Administrative Manager to ensure efficient operations and that the office of the… more
- Citigroup (Queens, NY)
- …as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk, Compliance , Finance and Audit + Assist in the review Pension and ... historical cash flows and performance data to verify investment manager track record returns + Support the monthly and...ad-hoc reports, special projects, and various presentations for both internal team members and the Plan Committees + Conducts… more
- M&T Bank (Getzville, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and accurate reconciliation / reporting of assigned portfolio activity to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with GAAP. +… more