- CDM Smith (Winston Salem, NC)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... budgeting, forecasting, cash flow, and financial reporting. * Ensures compliance with accounting standards, tax regulations, and internal...enterprise risk management and internal audit functions working with executive management… more
- TD Bank (Charlotte, NC)
- …regulatory environment and related implications to identity management, security and audit compliance . **Customer Accountabilities:** + Supports and performs ... the design and Implementation of frameworks, standards, and processes to meet Banks Audit & Compliance requirements. + Supports any regulator exam, audit… more
- TD Bank (Hampstead, NC)
- …utilizes and follows compliance /risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides ... and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience...prompt and comprehensive responses to all external audit , regulator and compliance requests and findings.… more
- US Bank (Charlotte, NC)
- …more than five years of applicable experience **Preferred Skills/Experience** - Prior internal audit , risk, compliance , or quality assurance testing ... The BLQA Auditor will report to either the BLQA Manager or the BLQA Team Leader. In meeting this...heavily with Finance processes and control owners and other internal Risk and Audit professionals. **Location Expectations**… more
- SMBC (Charlotte, NC)
- …GRC functional capabilities for risk management, internal audit , internal control, information security and regulatory compliance . As a product ... Manage project scope and timelines in coordination with Project Manager . * Complete all assigned tasks & deliverables within...Compliance ) industry. * Prefer experience with risk management, internal audit , internal control, information… more
- Lowe's (Mooresville, NC)
- …flow control deficiencies identified across the business to business stakeholders and internal audit . + Responsible for selecting, hiring, and developing talent ... In addition, this role leads to support the execution and design of internal controls over financial and regulatory reporting, by working independently to apply and… more
- City National Bank (Concord, NC)
- …that will be integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams in partnership with ... the Head of IT Risk Manager . The role will support the Lead, to drive...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- Wells Fargo (Raleigh, NC)
- …policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial ... expertise within Branch Banking functional area, policies, procedures, and compliance requirements + Collaborate and consult with Branch Banking colleagues,… more
- Compass Group, North America (Charlotte, NC)
- …Research returned checks and missed payments or discrepancies from inquiring agencies + Compliance audit of federal and state garnishment laws and regulations ... files for offsite storage semiannually + Provide excellent customer service to all internal and external customers + Perform other compliance projects or tasks… more
- Grifols Shared Services North America, Inc (Goldsboro, NC)
- …Systems Manager , perform quality assurance and Training functions to ensure compliance with internal and external regulations and protocol. ** ** **Primary ... , perform quality assurance and Training functions to ensure compliance with internal and external regulations and...donor reinstatement activities. * Assists with completion of the internal donor center audit . Summary: * Performs… more