- CDPHP (Albany, NY)
- …be a part of that experience. The Principal Auditor is responsible for providing internal audit services to the functional areas of CDPHP. These services include ... risk assessment. The Principal Auditor will assist the Corporate Audit Manager (the Manager ) with...opportunities to strengthen or improve operations and the overall control environment. Qualifications: + Bachelor's degree in accounting or… more
- BMO Financial Group (New York, NY)
- …the LOB, including Legal and Regulatory compliance, 2nd Line Compliance, Corporate internal audit , External auditors and various regulators (eg, FINRA), ... An OGCP is the system of policies, processes and controls established by the First Line of Defence to...developments globally. + Assist LOB and/or Compliance in regulatory audit preparations or targeted inquiries + Address deficiencies discovered… more
- Unither Pharmaceuticals (Rochester, NY)
- …It has more than 280 employees. Your role Reporting to the Manufacturing Manager , JOB SUMMARY: Directs and oversees the production process operations. Ensures that ... a management presence in the production areas through the monitoring and control of Production processes. Improves the efficiency of the operation by analyzing… more
- M&T Bank (Buffalo, NY)
- …**Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify… more
- Navient (Albany, NY)
- …that stick. **About You:** + 3-4+ years of experience in regulatory compliance, audit , or operational risk & controls within the consumer lending industry. ... fast. We build tools that help people feel in control of their financial future, including: + **Private student...Senior Compliance Analyst position will report to the Compliance Manager .** **As the Senior Compliance Analyst, you will:** +… more
- TD Bank (New York, NY)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... on what makes a customer high-risk as well as controls that can be leveraged to mitigate the risk....provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements… more
- BMO Financial Group (New York, NY)
- …risk of loss resulting from inadequate internal process, people, and system controls .** + **Process Risk & Control Library:** Lead the trigger update of ... risks to highly complex business or regulatory issues. This is a people manager role with one direct report (Associate). The candidate will report into the… more
- M&T Bank (Buffalo, NY)
- …Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... frequent interaction with senior leaders of Technology, Cybersecurity, the Risk Division and Internal Audit . + Work is accomplished with limited direction, and… more
- M&T Bank (Buffalo, NY)
- …Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and… more