- TD Bank (Charlotte, NC)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... adherence to Global Regulatory Change Standards. + Conduct quality control checks of USCRCO key process steps prior to...closure + Tracking US Compliance Enforcement Actions. + Managing audit and regulatory exams for Regulatory Change. + Manage… more
- PNC (Raleigh, NC)
- …Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal Controls , Problem Solving **Work Experience** Roles at this level ... and reports on assessments of AML and Sanctions compliance risk and internal controls , as appropriate. Monitors regulatory developments and advises business… more
- PNC (Raleigh, NC)
- …Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal Controls , Problem Solving **Work Experience** Roles at this level ... to the company's success. As an AML Sanctions Group Manager for the Know Your Customer (KYC) team within...on assessments of AML and Sanctions compliance risk and internal controls , as appropriate. Monitors regulatory developments… more
- Truist (Charlotte, NC)
- …relate to internal operating controls . Coordinate updates to controls , policies, procedures, and risk/ control documentation. Manage and provide support ... and support the timely preparation, review, production and distribution of internal and external corporate and bank financial reports and data submissions,… more
- United Rentals (Charlotte, NC)
- …for all users and stakeholders + Ensure compliance with all SOX and other internal audit policies and procedures + Ensure compliance with existing internal ... require cross functional teams and multiple process changes + Audit and monitor various internal processes as...controls , recommend and establish updated and streamlined payroll audit program + Ensure unclaimed property meets due diligence… more
- Walmart (Mebane, NC)
- …cause identification processes for accidents Reports safety violations and accidents Implements internal and external audit requirements within assigned area of ... evaluating air water and waste pollution Supports regulatory visits and prepares audit reports for management review Participates in evaluating pollution control … more
- Lumen (Raleigh, NC)
- …governance materials. + Quality & Compliance Assurance: + Ensure all documentation meets internal and external audit standards. + Lead periodic reviews and ... future. **The Role** Lumen is looking for an experienced manager to bolster and drive our compliance programs. Reporting...response to regulatory changes or organizational needs. + Support internal and external audit processes by providing… more
- US Bank (Charlotte, NC)
- …mitigated. * Create and oversee processes and procedures that manage strategic risk, including internal controls and control documentation such as the RCSA. ... of the business line's operations, products/services, systems, and associated risks/ controls ** **- Thorough knowledge of Risk/Compliance/ Audit competencies** **-… more
- TD Bank (Charlotte, NC)
- …Skills:** + 5+ years' experience working in a challenge or advisory function (eg, Internal Audit , ORM, Risk Oversight) within the financial services industry. + ... of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk Management role leads and develops...to periodic exams / audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM… more
- Cree (Durham, NC)
- …to the use of information technology. Understanding the business processes, internal control risk management, and IT general controls (ITGCs) to be able to ... the GRC team is responsible for managing IT security controls for SOX and other non-regulatory control ...Cybersecurity Communications & Training. Serve as a liaison to internal and external auditors to oversee the IT portion… more