- M&T Bank (New York, NY)
- …with oversight of legal support for institutional services (including custody, corporate trust, fund administration, and securities services) and wealth management ... and mitigate risk. + Work in close coordination with Compliance, Risk and Audit groups to ensure cohesive governance and risk management. + Design and implement… more
- JPMorgan Chase (New York, NY)
- …large and/or unusual transactions in TCIO globally + Report to the direct manager located in London, coordinate the discussions with different functions in North ... + Review external financial statements and disclosures + Prepare and conduct internal education sessions on new and proposed accounting and reporting standards +… more
- TD Bank (New York, NY)
- …execute standard practices applicable to the discipline + Adhere to internal policies/procedures and applicable regulatory guidelines + Keep abreast of emerging ... communications, reports and presentations for management, regulators, and other internal and external stakeholders + Proactively identify matters requiring… more
- TD Bank (New York, NY)
- …will include assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the CRA LR, business specific ... issues + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction… more
- Wellington (New York, NY)
- …with a concentration on private credit, work collaboratively with various internal stakeholders on issue identification and escalations, and assist with the ... teams, on information barrier requirements, regulatory obligations and related internal policies and procedures + Drive the firm's information...a plus + Experience working at a large investment manager with diverse business lines or in a capacity… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- TD Bank (New York, NY)
- …+ Initiate research to keep current on regulatory rule requirements and any internal business changes (eg new businesses or product launched) and assesses downstream ... projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance, transactional testing, examinations, etc. + Maintain and build upon… more
- GovCIO (Albany, NY)
- …Documentation & Reporting: Creating design documentation that meets federal standards and audit requirements. + Navigate ServiceNow and create manual test scripts or ... Virtual video interview conducted via video with the hiring manager and/or team + Camera must be on +...health benefits, including: + Employee Assistance Program (EAP) + Corporate Discounts + Learning & Development platform, to include… more
- TD Bank (New York, NY)
- …issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + Contributing metrics ... supervision operational readiness assessments + Participate in local committees, internal /external meetings or forums as needed + Proactively seeks opportunities… more
- Highmark Health (Albany, NY)
- …authentication and authorization, data protection, application security, activity audit and monitoring, mobile computing security, and partner/vendor access ... to corporate systems/data. **ESSENTIAL RESPONSIBILITIES** + Enhance security team accomplishments and competence by planning delivery of solutions; answering… more
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