- M&T Bank (Buffalo, NY)
- …and mentor team members, reviewing workpapers and ensuring adherence to internal audit methodology and professional standards. **Scope of Responsibilities:** ... relevant work experience + Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of internal control… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... processes and procedures. + Partner with Business to proactively prepare for internal / regulatory requests, testing engagements, exams, and reviews. + Ensuring a… more
- TD Bank (NY)
- …risk frameworks and leading related management activities to mitigate enterprise and/or business-wide risk exposures. May provide oversight, commentary, and ... requirements for own work + Integrates knowledge of the enterprise function's or business segment's strategy in leading program...in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs;… more
- TD Bank (New York, NY)
- … strategies and objectives. + Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently with auditors and regulatory ... internal and external stakeholders + Recommends responses to enterprise Compliance Program questions and immediately escalates any sensitive issues according… more
- TD Bank (New York, NY)
- …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...strategy for the AML/ATF area while aligning to the enterprise best practices + Frequently interacts with senior/executive management… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- Job Title: Cage & Sports Book Supervisor Department: FINANCE Reports To: Cage Shift Manager / Cage Manager FLSA Status: Non-Exempt Closing Date: September 4, ... and Sports Book during the assigned shift. Assists Cage Manager , Shift Managers and Supervisors in the overall operation...& Sports Book activities. + Monitoring the incidence of Audit Exception Notices; inform and reduce AEN incidence and… more
- Person Centered Services (Buffalo, NY)
- …validation, and audit readiness. + Maintain regular communication with direct manager , escalating issues or concerns appropriately and in a timely manner . ... ☐ Professional ☐ Outside Sales Reports to Information Security Manager Supervises N/A Primary Location Corporate-Buffalo Employment Status ☒ Full Time… more
- Bank of America (New York, NY)
- …for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems, ... production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate and… more
- TD Bank (New York, NY)
- …organization including Front Office, Finance, Model Development, Technology, Economics department, Internal Audit and various other control groups. **EXPERIENCE ... Lead various stress testing initiatives, including Dodd-Frank Act Stress Test (DFAST), Enterprise -Wide Stress Testing (EWST), Macro Stress Test (MST) in addition to… more