- NBC Universal (New York, NY)
- …include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT, ... Reporting to the Vice President, Risk & Compliance, the Manager /Senior Manager , Risk & Compliance will be...Level Agreement thresholds + Perform Risk Assessment, SOX / Internal Audit Readiness reviews, control rationalization, and… more
- American Express (New York, NY)
- …or related field + 5 years of experience in data governance, data risk, internal controls, or audit in the financial services or highly regulated industry ... **How will you make an impact in this role?** Enterprise Data Management & Products (EDMP), a key part...part of the journey, we are seeking a Senior Manager of **Data Controls Design and Enablement** . This… more
- TD Bank (New York, NY)
- …to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the Global Regulatory Change and ... TD. The main focus of the role will be the facilitation of enterprise -wide oversight and governance of the global regulatory inventory process, ensuring that all… more
- TD Bank (New York, NY)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... and investment handbooks.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products… more
- Bank of America (New York, NY)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... Merrill Market Client Relationship Manager New York, New York **To proceed with...branded client service model focusing on digital solutions and enterprise capabilities. Additionally, the MCRM serves as the Lead… more
- Cardinal Health (Albany, NY)
- …and Compliance functional roles such as IT Compliance, IT Risk Management, IT Audit , Enterprise Risk Management, etc preferred. + Proven leadership experience ... every day. We are seeking a **strategic** and **experienced** ** Manager of IT Compliance** , and in this role,...inclusive and engaging culture. + Prior experience working with Internal or External Audit functions are a… more
- American Express (New York, NY)
- …management processes. + Providing support for regulatory, independent risk management, and internal audit exams and continuous monitoring over the program. + ... **How will I make an impact in this role?** Enterprise Data Management & Products (EDMP), a key part...services industry in operational risk management, data risk management, internal audit or a related field. +… more
- American Express (New York, NY)
- …individual will collaborate with various stakeholders, including model owners, validation teams, internal audit , and senior management, to maintain a robust ... Global Risk and Compliance unit at American Express, the Enterprise 's 2nd line of defense. We are seeking a...as a liaison between model risk management, business units, internal audit , and regulatory bodies. + Collaborate… more
- TD Bank (New York, NY)
- …customers is preferred.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
- TD Bank (New York, NY)
- …this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit . + Interacts directly and independently with auditors and ... of the assigned portfolio and related financials, with deep industry, external/ internal , enterprise knowledge, recognizing and anticipating emerging trends and;… more
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