- TD Bank (New York, NY)
- …customers is preferred.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
- TD Bank (New York, NY)
- …this role include: + Provides or reviews/approves responses to regulatory agencies and Internal Audit . + Interacts directly and independently with auditors and ... of the assigned portfolio and related financials, with deep industry, external/ internal , enterprise knowledge, recognizing and anticipating emerging trends and;… more
- TD Bank (New York, NY)
- …skills:** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products ... dedicated to setting new industry standards. **The Compliance Business Oversight Manager manages the oversight of various US Corporate Functions and provides… more
- American Express (New York, NY)
- …Technology teams, application and process owners, related Control Management functions, and internal and external auditors. **The Manager , SOX IT Risk Advisory ... Controllership (1LOD) plays a critical role in supporting the enterprise by developing and executing a risk-based plan to...with Business, Technology, Finance, SOX Governance and Testing, and internal and external audit teams for matters… more
- SMBC (New York, NY)
- …the organization. We are seeking experienced Program Managers to lead enterprise -wide data transformation and governance initiatives. The ideal candidates will bring ... right stakeholders at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align with regulatory expectations… more
- S&P Global (New York, NY)
- …controls, and risk and internal control reporting. This role reports to the Manager responsible for the operation of the Risk and Internal Control Program. ... **About the Role:** **Grade Level (for internal use):** 09 The Junior Risk Analyst within...issue review process, such as updating information in the enterprise issue management system, resolving follow-ups, and preparing meeting… more
- Sprinklr (NY)
- Sprinklr is a leading enterprise software company for all customer-facing functions. With advanced AI, Sprinklr's unified customer experience management ... The Sprinklr Way. **Job Description** As a **Technical Success Manager (TSM) - Core** you will be a trusted...workspace audits, health score tracking, and usage diagnostics using internal CSP tools to drive recommendations and de-risk accounts.… more
- City National Bank (New York, NY)
- …City National Bank's business processes, people, systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems, the Fraud ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. Enterprise Data Management & Products (EDMP), a key part of our Technology organization, ... potential, enhance efficiency, manage risk, and foster talent. By prioritizing enterprise growth across all sectors, we create solutions that enhance satisfaction… more
- Motion Recruitment Partners (New York, NY)
- …+ Strong familiarity with regulatory frameworks and internal /external audit processes + Prior experience with Enterprise Architecture, Engineering, ... Program Manager New York, New York **Hybrid** Contract $75/hr...are crucial for the operational stability of a large-scale enterprise bank. This is an exciting opportunity for a… more