- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... on the management of the function, with deep industry, external / internal , enterprise knowledge, recognizing and anticipating emerging trends and identifying… more
- Capital One (New York, NY)
- …programs to ensure adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document ... Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- Akwesasne Mohawk Casino Resort (Hogansburg, NY)
- …, of which are forwarded to update the General Ledger. + Informs the Revenue Audit Supervisor/ Manager of all potential problems or other issues in a timely ... Job Title: Revenue Auditor Department: FINANCE-Revenue Audit Starting Rate: $16.17 Reports to: Revenue ...gaming floor in compliance with our System Accounting and Internal Control. The Revenue Auditor prepares statistical and revenue… more
- TD Bank (New York, NY)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- TD Bank (New York, NY)
- …and transactional procedural support) where appropriate **SHAREHOLDER** + Adhere to enterprise frameworks or methodologies that relate to activities for our business ... programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities +… more
- M&T Bank (Buffalo, NY)
- …and mentor team members, reviewing workpapers and ensuring adherence to internal audit methodology and professional standards. **Scope of Responsibilities:** ... relevant work experience + Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of internal control… more
- TD Bank (New York, NY)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (New York, NY)
- …expertise to review and assess whether the Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, ... processes and procedures. + Partner with Business to proactively prepare for internal / regulatory requests, testing engagements, exams, and reviews. + Ensuring a… more
- TD Bank (NY)
- …risk frameworks and leading related management activities to mitigate enterprise and/or business-wide risk exposures. May provide oversight, commentary, and ... requirements for own work + Integrates knowledge of the enterprise function's or business segment's strategy in leading program...in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs;… more
- TD Bank (New York, NY)
- … strategies and objectives. + Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently with auditors and regulatory ... internal and external stakeholders + Recommends responses to enterprise Compliance Program questions and immediately escalates any sensitive issues according… more
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