- TD Bank (Charlotte, NC)
- …standards, and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, ... on internal or external committees as well as on enterprise -wide Regulatory Change Management initiative, as required + Delivers relevant subject matter… more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- Truist (Charlotte, NC)
- …operational/ enterprise risk related management, including but limited to audit , operations, process engineering or risk management 3. Professional communications ... 1. Support the regulatory reporting governance framework in the execution of enterprise , technology, operational, and compliance risk frameworks to align with second… more
- TD Bank (Charlotte, NC)
- …skills, and strong communication with stakeholders. Control testing and/or audit background required, with knowledge of Treasury related processes preferred. ... and knowledge of broader related areas + Integrates knowledge of the enterprise sub-function's or business line's overarching strategy in developing solutions across… more
- TD Bank (Charlotte, NC)
- …of appropriate risk frameworks and related management activities to mitigate enterprise and/or business-wide risk exposures for key business segment of the ... and knowledge of broader related areas + Integrates knowledge of the enterprise sub-function's or business line's overarching strategy in developing solutions across… more
- City National Bank (Charlotte, NC)
- …dynamic position provides opportunities for working across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance of ... identified through testing * Maintain solid working relationships with 1LOD, 2LOD and internal audit * Supports a high-performance environment by fostering an… more
- Truist (Charlotte, NC)
- …Auditor (CISA), Certified in Risk and Information Systems Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. ... perform risk identification and mitigation strategy development, partner with other internal teams to assess and mitigate technology risk and manage teammates… more
- Bank of America (Charlotte, NC)
- …and make an impact. Join us! **Job Description:** We are seeking a senior-level manager who will serve as the Cyber Incident Response & Management Co-Lead. This role ... response to security threats, events and incidents, and vulnerabilities across the enterprise to reduce the impact to Legal, Financial, Reputational, Operational and… more
- Bank of America (Charlotte, NC)
- …the development of AML models to support business requirements and the enterprise 's risk appetite collaborating with the Technology, Global Financial Crimes, and ... in respective focus areas to support business requirements and the enterprise 's risk appetite + Leads and provides methodological, analytical, and technical… more
- TD Bank (Charlotte, NC)
- …will include assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the CRA LR, business specific ... and team members + Scope of role may have enterprise impact + Focuses on short to medium -...+ Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more