- Capital One (Charlotte, NC)
- …programs to ensure adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document ... Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- Capital One (Charlotte, NC)
- …(CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- Wells Fargo (Charlotte, NC)
- …control effectiveness + Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate professional skepticism while ... **About this role:** The Enterprise Technology Audit Group (ETAG) is...in projects as directed + Develop business partnerships within Internal Audit and with teams companywide through… more
- Truist (Charlotte, NC)
- …and hands-on Senior Platform Engineer to help engineer and scale enterprise -grade platform services that power consistent, secure, and compliant software delivery. ... patterns that enable developer self-service while ensuring compliance with enterprise requirements. * Collaborate with architects and security stakeholders to… more
- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- TD Bank (Charlotte, NC)
- …business management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, ... skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products… more
- TD Bank (Charlotte, NC)
- …risk frameworks and leading related management activities to mitigate enterprise and/or business-wide risk exposures. May provide oversight, commentary, and ... requirements for own work + Integrates knowledge of the enterprise function's or business segment's strategy in leading program...in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs;… more
- TD Bank (Charlotte, NC)
- … strategies and objectives. + Provides responses to regulatory agencies and Internal Audit . Interacts directly and independently with auditors and regulatory ... internal and external stakeholders + Recommends responses to enterprise Compliance Program questions and immediately escalates any sensitive issues according… more
- Bank of America (Charlotte, NC)
- …Operations (GPO) organization delivers global wire transfers and ACH payments for internal and external bank clients and supports end-to-end payment execution and ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB)… more
- City National Bank (Charlotte, NC)
- …dynamic position provides opportunities for working across CNB, including across the business, 2LOD and internal audit . WHAT WILL YOU DO? * With the guidance of ... identified through testing * Maintain solid working relationships with 1LOD, 2LOD and internal audit * Supports a high-performance environment by fostering an… more
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