• Tradeweb (New York, NY)
    …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit work ... https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Technology, Internal Audit to take on a key role… more
    DirectEmployers Association (10/16/25)
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  • SMBC (New York, NY)
    …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... feedback to audit team which may include internal or co-sourced internal audit ...controls, and workpaper standards. - Excellent communication, presentation and professional skills including the ability to interact effectively at… more
    DirectEmployers Association (08/19/25)
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  • SMBC (New York, NY)
    …in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise execution of ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...regulators. **Qualifications and Skills** - Minimum of 8 years internal audit experience in the banking and… more
    DirectEmployers Association (09/03/25)
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  • HSBC (Buffalo, NY)
    Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: Buffalo, NY, US, 14210 Work style: Hybrid Worker Date: 21 Oct 2025 In ... sanctions compliance program for HSBC US. The US Financial Crime Sanctions Advisory Manager is responsible for providing subject matter expertise and advice to HSBC… more
    DirectEmployers Association (10/23/25)
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  • Warner Music Group (New York, NY)
    …and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls, respond to audit requests + Build and maintain strong ... others to execute successfully + You're a caring people manager , who prioritizes the coaching and development of your...You love being a key point of contact for internal and external partners and are known for your… more
    DirectEmployers Association (08/20/25)
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  • RGP (New York, NY)
    Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead… more
    DirectEmployers Association (08/28/25)
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  • HSBC (New York, NY)
    …solutions to complex global issues + A legal or formal accountancy qualification or professional background in a relevant risk or audit discipline As an HSBC ... framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices. With primary focus on retail… more
    DirectEmployers Association (10/23/25)
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  • Port Authority of New York and New Jersey (New York, NY)
    …and Sustainable Design Unit, under the supervision of the Senior Program Manager , Sustainable Design and Construction. The Specialist will conduct Tenant Alteration ... serve as Subject Matter Expert, task lead, or project manager for a wide variety of PA Capital Projects,...+ The Specialist's duties include: + Perform deadline-driven technical audit and review services for sustainable design and construction,… more
    DirectEmployers Association (10/12/25)
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  • Stony Brook University (Stony Brook, NY)
    …back-up supervisory, phlebotomy, quality assurance, send-out testing processing and billing audit duties under the supervision of the Specimen Receiving and ... of attendance logs, etc. Leads the staff in a professional manner and assures staff compliance with all relevant...and procedures. + Represents Specimen Receiving on the following internal laboratory teams and committees. + a. Lab QA… more
    DirectEmployers Association (10/03/25)
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  • Neuberger Berman (New York, NY)
    …+ Aggregate Private Equity Capital Call and Distribution notices and confirm internal systems accurately reflect Private Equity activity + Support client requests ... Management Business Control (AMBC), the Private Wealth Investment Group and internal and external operational groups + Monitor account activity including trades,… more
    DirectEmployers Association (09/09/25)
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