- USAA (Charlotte, NC)
- …may be substituted in lieu of a degree. + 4 years relevant experience in risk , compliance, legal or audit within the financial services or insurance industry or ... in business or team settings. + Effectively work with internal and external partners in a highly collaborative environment....focus on evaluating the operational efficiency of controls. + ** Audit or QA Background with Risk Focus:**… more
- TD Bank (Charlotte, NC)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... this role supports management in delivery of initiatives related to risk assessment, internal /external exam support, etc. **Department Overview:** FinCEN… more
- Equitable (Charlotte, NC)
- …controls. + Ensure compliance of systems with applicable regulatory, legal requirements and internal policies. + Perform security risk assessment on third party ... of weaknesses, vulnerabilities to improve compliance. + Prepare clear and comprehensive audit reports by documenting the findings, risk ratings, and remediation… more
- TD Bank (Charlotte, NC)
- …Testing, Liquidity Coverage Ratio, Net Stable Funding Ratio, and 2052a) + Internal audit experience reviewing corporate treasury functions across liquidity ... programs for the US Treasury group to effectively manage and mitigate operational/regulatory risk and drive a strong governance and internal control environment.… more
- Truist (Charlotte, NC)
- …(CISA), Certified in Risk and Information Systems Control (Information Systems Audit and Control Association) (CRISC), Certified Project Manager (CPM) 3. ... perform risk identification and mitigation strategy development, partner with other internal teams to assess and mitigate technology risk and manage… more
- City National Bank (Charlotte, NC)
- *THIRD PARTY RISK MANAGEMENT LEAD* WHAT IS THE OPPORTUNITY? Third Party Risk Management (TPRM) Lead is responsible for providing Enterprise wide third party ... risk management services, including taking a lead role to...YOU DO? * In partnership with the TPRM Program Manager , develop a successful implementation plan consisting of: *… more
- USAA (Charlotte, NC)
- …may be substituted in lieu of a degree. + 4 years relevant experience in risk , compliance, legal or audit within the financial services or insurance industry or ... Opportunity** We are seeking a motivated and meticulous SSLDC Risk and Compliance Advisor I to join our team...challenge in business or team settings. + Work with internal and external partners in a highly collaborative environment.… more
- Bank of America (Charlotte, NC)
- …external stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Compass Group, North America (Charlotte, NC)
- …and stakeholders. + Previous experience working in Finance Control, Internal Audit , External Audit , Risk Assurance, Controls Assurance. + Self-starter ... to the Director, Risk and Controls, the Risk & Controls Manager is an exciting... internal control requirements. + Partner with both internal and external audit teams to facilitate… more
- Truist (Raleigh, NC)
- …Internal Auditor is responsible for assisting in the completion and documentation of risk based internal audit assurance activities that may include ... complex assignments. The Truist Senior Internal Auditor will interpret the results of ...and the Engagement Manager . 7. Develop advanced audit skills and begin developing risk assessment… more