- American Express (New York, NY)
- …teams, application and process owners, related Control Management functions, and internal and external auditors. **The Manager , SOX IT Risk Advisory will:** ... a risk-based plan to assess and enhance the company's internal controls over financial reporting. The team...and requirements of the Sarbanes-Oxley act as well as internal control frameworks (eg, COSO) + Excellent… more
- American Express (New York, NY)
- …Business Unit Control Management teams, business process owners, controllership functions, internal audit and external audit teams. The Manager SOX Advisory ... a risk-based plan to assess and enhance the company's internal controls over financial reporting. The team...trainings to increase awareness and understanding of SOX including internal control framework. + Provide SOX risk… more
- MUFG (New York, NY)
- …record + Preferred: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in ... plans (MAPs) development to ensure MAPs can address the control deficiencies and symptoms pointed out in the issue...identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated… more
- SMBC (New York, NY)
- …global financial institution. + Knowledge of First Line of Defense risk and controls . + Functional knowledge of process and control design, including process ... benefits to its employees. **Role Description** The Americas Division Control Office is seeking a highly organized and experienced...Office is seeking a highly organized and experienced program manager to join our team. The Program Management and… more
- NBC Universal (New York, NY)
- …and / or Big Four Public Accounting + Solid financial accounting and internal control background required + Experience in documenting processes, systems, and ... in place + Ensure that the risk, compliance, and control framework meets all internal and external...+ Sound working knowledge of COSO integrated framework of internal controls , generally accepted auditing standards, and… more
- Neuberger Berman (New York, NY)
- **Head of Business Control & Governance - Private Wealth** **Location:** New York, NY **Department:** Private Wealth Management (PWM) **Reports to:** Head of Private ... We are seeking an experienced and strategic professional to lead the Business Control & Governance function within our Private Wealth business who will be… more
- City National Bank (New York, NY)
- …and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial ... area compliance with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change… more
- Citigroup (New York, NY)
- …Relevant Skills** Constructive Debate, Data Governance, Data Management, Data Quality, Internal Controls , Management Reporting, Policy and Procedure, Program ... the communities we serve. The **Data Governance Foundation Group Manager ** is a senior level role accountable for management...manage CDGP adoption projects and enhance the risk and control functions through development and adoption of an enhanced… more
- Contract Pharmacal Corp (Hauppauge, NY)
- … controls , and direct communication and coordination between all internal departments. Responsibilities:Responsibilities include, but are not limited to: + ... Administrative Assistant; Quality Control Hauppauge, NY (http://maps.google.com/maps?q=135+Adams+Avenue+Hauppauge+NY+USA+11788) Apply Description Position Summary:… more
- M&T Bank (Buffalo, NY)
- …including department directors, as well as senior management. + Maintaining M&T internal control standards, including timely implementation of internal ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more