- University of Rochester (Rochester, NY)
- …relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: Develops and implements… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary reviews,… more
- TD Bank (New York, NY)
- …periodic review, and event driven reviews, ensuring compliance with internal policies and external regulations + Reviews customer risk factors/indicators, ... to AML regulations, the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC) requirements, and other applicable laws + Proactively identifies trends and… more
- Veolia North America (New Rochelle, NY)
- …+ Significant technical expertise and experience required as it relates to internal control structure, policies, procedures and compliance. + Direct supervision ... set metrics and key performance indicators tracked by the Manager of Customer Service or Director of Customer Service...so customer inquiries, field orders, regulatory complaints, and revenue controls are all handled in a timely, efficient and… more
- Tioga Downs Casino Resort (Nichols, NY)
- …superior. + Maintain a working knowledge of all local jurisdictional gaming laws, internal controls , liquor laws and table games regulations, department policies ... assigned area, verifying count as provided by Dealer. + Control and direct games in progress by monitoring and...and Regulatory laws and guidelines, local jurisdictional gaming laws, internal controls , liquor laws and table games… more
- M&T Bank (Getzville, NY)
- …Identify risk-related issues needing escalation to management. Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. + ... in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Hubbell Power Systems (Westbury, NY)
- …profitable. A Day In The Life + Collaborate with customers, sales, and internal stakeholders to gather and define market requirements and technical specifications. + ... with the regional certification bodies, regional sales teams, application engineers, and internal testing and R&D teams. + Coordinate with third-party labs and… more
- TD Bank (New York, NY)
- …data activities for business area + Ensures business operations follow applicable internal and external requirements (eg financial controls , segregation of ... This includes critical data elements, lineage, data quality and controls as well as business specific data standards, policies...impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with risk… more
- KeyBank (NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... high impact compliance risks, developing assessments, and providing input over control effectiveness through formal reporting, as well as monitoring remediation… more