- TD Bank (Charlotte, NC)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, ... adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + **Delivering… more
- Truist (Lumberton, NC)
- …Ensure compliance with all laws, regulations, policies, procedures, accounting standards, and internal control procedures. Following is a summary of the ... Ensure suspense accounts have been reconciled timely. + Ensure maintenance of effective internal controls around systems and processes to assure safekeeping of… more
- TD Bank (Charlotte, NC)
- …and monitors and controls remote access to network + Interacts with internal and external partners to gain the co-operation of others, and to provide expertise ... as necessary + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- Bank of America (Charlotte, NC)
- …executes on controls , ensuring tracking, monitoring, and resolution of any control breaches with data platform. + Partners with Business and Technology functions ... DM) is responsible for ensuring data used in key internal and regulatory reports is timely, accurate, and properly...BAC + Strong knowledge or prior experience with Data Controls monitoring and/or Data Control governance practices.… more
- TD Bank (Charlotte, NC)
- …and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated risks. This ... expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business partners'… more
- TD Bank (Charlotte, NC)
- …risk-based compliance testing to assess the effectiveness of operational procedures and controls related to regulatory compliance within business units of TD Bank ... Testing activities are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules,… more
- TD Bank (Charlotte, NC)
- …where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg financial controls , segregation of ... and industry best practices. + **This is a Senior Manager role (L11) supporting the portfolio of US Technology...and challenge of the design & operating effectiveness of controls . This role will be initially focused on the… more
- Bank of America (Charlotte, NC)
- …report production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate ... and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture are in place… more
- PNC (Raleigh, NC)
- …to be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , ... audit reviews, including the evaluation of design and operating effectiveness of internal controls to mitigate risks; possesses data literacy/visualization to… more
- Bank of America (Charlotte, NC)
- …executes on controls , ensuring tracking, monitoring, and resolution of any control breaches with data platform + Partners with Business and Technology functions ... is responsible for ensuring operational data is fit for purpose, defining controls , and monitoring processes are in adherence to enterprise data management… more
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