- TD Bank (Charlotte, NC)
- …periodic review, and event driven reviews, ensuring compliance with internal policies and external regulations + Reviews customer risk factors/indicators, ... to AML regulations, the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC) requirements, and other applicable laws + Proactively identifies trends and… more
- Bank of America (Charlotte, NC)
- …may engage in the following processes to evaluate and assess FLU/CF controls , sanctions-specific second line functions and controls , and residual risks ... understanding of economic sanctions regulations and laws (OFAC, UN, EU, UK etc.), internal sanctions screening processes, and the ability to apply that knowledge for… more
- Citigroup (Charlotte, NC)
- …and date of hire. **Most Relevant Skills** Business Acumen, Data Analysis, Internal Controls , Management Reporting, Problem Solving, Process Execution, Risk ... pricing processes in line with established policies, procedures, and control requirements + Creates FTP reporting to guide management...practices globally. The individual will aid the FTP Sr. Manager and Head of FTP's strategic vision to develop,… more
- Bank of America (Charlotte, NC)
- …Banking & Markets Anti-Money Laundering (GBAM AML) organization is a central control function which governs, facilitates, and oversees the global end-to-end GBAM AML ... all GBAM businesses and jurisdictions through the implementation of processes and controls to effectively managing AML and economic sanctions risks. The team… more
- Bank of America (Charlotte, NC)
- …data transformation definition. + Perform platform compliance/security reviews and audit/ control attestations. + Ensure platforms adheres to governance surveys ... through various internal systems and their respective due dates. + Use...users and vendors to gain efficiencies and implement system controls including application development, management and governance. + Work… more
- First Horizon Bank (Wilkesboro, NC)
- …management + Expected compliance with bank regulations, policies, procedures, risk management, internal controls , and the First Horizon code of ethics. ... sales, product knowledge and customer service. Assist Banking Center Manager with training personnel. + Assist banking center management...job training" of new associates. + Assist with dual control vault responsibilities and audit controls . +… more
- EMCOR Group (Charlotte, NC)
- …will work under the guidance of a Field Superintendent or Project Manager depending on location of the work assignment. **ESSENTIAL DUTIES AND RESPONSIBILITIES** ... and equipment, following specifications and using hand and power tools. + Install automatic controls used to regulate pipe systems + Turn valves to shut off water or… more
- First Horizon Bank (Gastonia, NC)
- …management** * Expected compliance with bank regulations, policies, procedures, risk management, internal controls , and the First Horizon code of ethics. ... sales, product knowledge and customer service. Assist Banking Center Manager with training personnel. * Assist banking center management...job training" of new associates. * Assist with dual control vault responsibilities and audit controls . *… more
- American Express (Charlotte, NC)
- …credible challenge on potential risk mitigation efforts to support an effective control environment. The Director will review new Bank products and monitor customer ... the status of risk remediation, emerging risk, and approaches to improve necessary controls and practices as appropriate. + Oversee the development and review of… more
- TD Bank (Charlotte, NC)
- …compliance-related training + Understands, utilizes and follows compliance/risk and control programs + Ensures ongoing compliance with internal /external ... products, services, and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience + Accurately completes… more