- Truist (Raleigh, NC)
- … Auditor will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. As appropriate, the ... and execute testing strategy by incorporating the use of data analytics. 4. Identify internal control weaknesses, including risks, and root cause. 5. Assist in… more
- TD Bank (Charlotte, NC)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance… more
- Travelers Insurance Company (Raleigh, NC)
- …relevant communications with Technical Unit Manager , Regional Managers and Risk Control staff. + Develop technical content for internal and external use ... + Serve as a mentor and technical resource to Risk Control field organizations and internal business partners. + Collaborate in technical development of Risk … more
- TD Bank (Charlotte, NC)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... Program, including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory compliance issues… more
- Bank of America (Charlotte, NC)
- …us! **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business ... Account Manager -Dealer Financial Services Atlanta, Georgia;Dallas, Texas; Greensboro, North...to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control… more
- TD Bank (Charlotte, NC)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building and… more
- TD Bank (Charlotte, NC)
- …frameworks and programs, such as Compliance Risk Assessment (CRA), Risk Control Self-Assessment (RCSA), Issue Management, controls management, Monitoring & ... appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- Citizens (Charlotte, NC)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and...You will also work with the First Line Risk Manager to initiate root cause analysis into control… more
- TD Bank (Charlotte, NC)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment… more
- TD Bank (Charlotte, NC)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... risk management, risk compliance self-assessment, program effectiveness assessment, and control design effectiveness assessment also desired. **Key Responsibilities** **:**… more