- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite.Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis.Identify ... risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Aflac (New York, NY)
- …cash management, reconciliations, and documentation management related tasks within the existing governance and control environment. The role will also include ... issues identification and resolution, communication of critical information between internal teams, with external managers and service providers. . Communicate… more
- TD Bank (New York, NY)
- …to anticipate when errors or failures can arise. + Leads interaction with governance and control groups, (eg regulatory / operational risk, compliance and ... for providing Architecture advice and guidance to the product-based org + Controls solution and development, regulatory and compliance for complex system landscapes… more
- TD Bank (New York, NY)
- …oversee the financial crime customer exits at the bank and manage the bank's internal Watchlist. In this capacity, the team reviews FCRM exit decisions and oversees ... Customer Exit Standard. The team is also responsible for establishing the governance and monitoring routines necessary to adequately oversee the ongoing maintenance… more
- BMO Financial Group (New York, NY)
- …and issues are escalated appropriately through the applicable US governance framework(s). **Overall Accountabilities** **:** Regulatory/Exam Focus = 60% Financial ... Crisis Management = 20% Risk & Controls = 10% Strategic Capabilities = 10% **Regulatory** +...Regulatory & Financial Crisis Management (OCOO) to prepare all internal stakeholders for incoming regulatory engagements involving global Capital… more
- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You ... + Design and execute appropriate audit procedures to verify the effectiveness of internal controls . Document auditee processes and procedures, review and analyze… more
- PNC (New York, NY)
- …Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls , Problem Solving **Work Experience** Roles at this ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a Compliance Program Specialist Senior within the Swap Dealer… more
- PNC (NY)
- …plans. Reviews and analyzes assessments of AML and Sanctions risk and internal controls , as appropriate. Analyzes regulatory developments, advises business ... has fundamental expectations of our people managers. As a manager of talent in PNC, you will be expected...and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls , Problem Solving **Work Experience** Roles… more
- Empire State University (Saratoga Springs, NY)
- …VPAF provides strategic leadership for finance, institutional operations, safety and security, internal controls and risk management. As the university's chief ... the context of the Middle States Commission on Higher Education standards, internal controls , and regulatory compliance. + Promote data-informed and transparent… more
- Entergy (White Plains, NY)
- …and distribution system protection commissioning. Provides technical support and governance over the commissioning oversight personnel/commissioning teams working on ... activities. This position requires a SME in Power system protection and controls testing and commissioning activities who is very knowledgeable testing the… more