- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You ... + Design and execute appropriate audit procedures to verify the effectiveness of internal controls . Document auditee processes and procedures, review and analyze… more
- TD Bank (New York, NY)
- …design, and roadmap for trade surveillance platforms supporting regulatory and internal control obligations.** **Ensure surveillance systems accurately capture ... ensuring surveillance platforms are sourced from authoritative data with consistent controls and reconciliations.** **Partner with front office and central data… more
- TD Bank (New York, NY)
- …role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD policies ... assisting with adherence to enterprise-wide initiatives including global policies and governance . + Assist with regulatory and audit requests. + Provide backup… more
- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You ... + Design and execute appropriate audit procedures to verify the effectiveness of internal controls . Document auditee processes and procedures, review and analyze… more
- TD Bank (New York, NY)
- …markets agreements globally across specific trading products, while aligning with internal risk, legal, regulatory and governance frameworks ensuring accelerated ... experience. This is an opportunity to join a fast-growing team with high internal visibility at the senior executive level. The VP, Global Markets Documentation is… more
- JPMorgan Chase (New York, NY)
- … governance , operations, legal, risk, and compliance teams and internal technology and vendors for ongoing initiatives. **Required qualifications, capabilities ... funds (eg UCITS, Interval funds, etc.). + Identify appropriate operating model, internal support functions, and service providers to streamline and scale the… more
- Cardinal Health (Albany, NY)
- …value. **Information Security and Risk** develops, implements, and enforces security controls to protect the organization's technology assets from intentional or ... Sailpoint IIQ Solutions:** Configure and customize Sailpoint IIQ components (Lifecycel Manager , Compliance Manager etc). Also develop workflows, rules, and… more
- Synchrony (New York, NY)
- …Legal Recovery strategy issues. + Develop, implement, and maintain robust documentation, controls , and governance for all legal recovery strategies / non-model ... tools (NMTs); lead legal strategy support for second line reviews, internal audits and regulatory exams. + Perform other duties and/or special projects as assigned.… more
- M&T Bank (Buffalo, NY)
- … in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including timely implementation of internal and ... Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or liquidity risk undertaken… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in alignment with ... in developing solutions across multiple functions or operations + Interprets internal /external business challenges and the industry environment, recommends course of… more