- JPMorgan Chase (New York, NY)
- …Have substantial expertise with Trust & Estates law, fiduciary investments, products, control systems, governance , regulations, and best practices + Familiarity ... work closely with other Risk Management colleagues, the Business, and key control functions to provide valuable assessment and feedback regarding T& E activities… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Monitor and assess the effectiveness of Technology risk management processes and internal controls and make necessary adjustments. + Facilitate and provide ... methodologies, including risk assessment and a solid understanding of internal control and mitigation strategy concepts. +...Manager (CISM), Certified in Risk and Information Systems Control (CRISC), ERM, CET, ISO27001, COBIT, TOGAF, or CRI… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... risk-related issues needing escalation to management. . Maintain M&T internal control standards, including timely implementation of internal and external… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite.Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis.Identify ... risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal and external… more
- Aflac (New York, NY)
- …cash management, reconciliations, and documentation management related tasks within the existing governance and control environment. The role will also include ... issues identification and resolution, communication of critical information between internal teams, with external managers and service providers. . Communicate… more
- TD Bank (New York, NY)
- …data activities for business area + Ensures business operations follow applicable internal and external requirements (eg financial controls , segregation of ... diagrams, dimensional data models) and business rules, data life-cycle management, governance , lineage, metadata and reporting elements. + Applies automation and… more
- TD Bank (New York, NY)
- …to anticipate when errors or failures can arise. + Leads interaction with governance and control groups, (eg regulatory / operational risk, compliance and ... for providing Architecture advice and guidance to the product-based org + Controls solution and development, regulatory and compliance for complex system landscapes… more
- TD Bank (New York, NY)
- …oversee the financial crime customer exits at the bank and manage the bank's internal Watchlist. In this capacity, the team reviews FCRM exit decisions and oversees ... Customer Exit Standard. The team is also responsible for establishing the governance and monitoring routines necessary to adequately oversee the ongoing maintenance… more
- BMO Financial Group (New York, NY)
- …and issues are escalated appropriately through the applicable US governance framework(s). **Overall Accountabilities** **:** Regulatory/Exam Focus = 60% Financial ... Crisis Management = 20% Risk & Controls = 10% Strategic Capabilities = 10% **Regulatory** +...Regulatory & Financial Crisis Management (OCOO) to prepare all internal stakeholders for incoming regulatory engagements involving global Capital… more
- PNC (New York, NY)
- …Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls , Problem Solving **Work Experience** Roles at this ... field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a Compliance Program Specialist Senior within the Swap Dealer… more