• Broker Dealer Regulatory Governance Advisory…

    SMBC (New York, NY)
    …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... (SPG), Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk , HR, Internal Audit, and Technology. The Regulatory Governance team collaborates with… more
    SMBC (10/09/25)
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  • Sr. Compliance Officer - Compliance…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing ... and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance...working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core… more
    TD Bank (09/20/25)
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  • Leveraged Finance Underwriting Analyst…

    Citigroup (New York, NY)
    …on behalf of clients + Collaborate with our product partners in Capital Markets, Investment Banking, Corporate Banking and Risk , in addition to Legal counsel ... through a strong partnership with Banking, Capital Markets and Risk . LFU Analysts will be actively involved in Citi's...quickly and accurately find information upon a Banker / Manager 's request + Ability to take on demanding responsibilities… more
    Citigroup (11/01/25)
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  • Compliance Officer , Regulatory Relations…

    TD Bank (New York, NY)
    …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and ... and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for the Company and supports… more
    TD Bank (09/21/25)
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  • FinOps Business Manager , Associate

    BlackRock (New York, NY)
    **About this role** BlackRock is one of the world's leading providers of investment , advisory, and risk management solutions, including Aladdin, our ... investment and risk management technology. Aladdin is a comprehensive technology platform...part of the Office of the COO (Chief Operating Officer ), you will work side by side and roll… more
    BlackRock (10/19/25)
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  • Treasury Sales Officer I

    Bank of America (New York, NY)
    Treasury Sales Officer I Houston, Texas;Dallas, Texas; New York, New York; Charlotte, North Carolina **To proceed with your application, you must be at least 18 ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Houston/Treasury-Sales- Officer -I\_25038554-2) **Job Description:** At Bank of America, we are… more
    Bank of America (11/06/25)
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  • Audit Manager , US Capital Markets

    Scotiabank (New York, NY)
    …Stays informed of relevant business risks and controls. Effectively conveys risk -related information to Officer -in-Charge. + Maintains stakeholder relationships ... Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary...the design and operations of the Bank's internal controls, risk management and governance processes. We are professionals who… more
    Scotiabank (10/31/25)
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  • Rates and Fixed Income Financing Trading Control…

    JPMorgan Chase (New York, NY)
    Join the Control Management Organization, which reports to both the Commercial & Investment Bank (CIB) Chief Financial Officer and the Oversight and Control ... Office. Our team focuses on Risk Identification & Assessment, Control Design & Evaluation, Issue...control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment Bank,… more
    JPMorgan Chase (11/15/25)
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  • VP Compliance - Conflicts Manager , Global…

    TD Bank (New York, NY)
    …details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is ... interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other… more
    TD Bank (09/21/25)
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  • Wealth Relationship Manager

    HSBC (Scarsdale, NY)
    …our investors, our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth Relationship Officer and the service ... Wealth Relationship Manager Brand: HSBC Area of Interest: Asset and...current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services to meet individual… more
    HSBC (11/21/25)
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