- M&T Bank (Buffalo, NY)
- …internal controls associated with the key processes. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...and verbal communication skills. + Experience in compliance, finance, legal , audit, risk or other relevant functions… more
- BMO Financial Group (New York, NY)
- …OCOO to identify opportunities across the Capital Markets network to improve operational processes, risk management practices, cost controls, and make ... and executing regulatory examinations and reviews of Capital Markets legal entities; coordinating and tracking regulatory remediations; ensuring continued compliance… more
- Capgemini (New York, NY)
- …and ethically responsible **Your role** + Minimum 3 years of experience in compliance, risk management, auditing, legal , or consulting, with a focus on AI, data ... across the organization. This role is central to managing operational AI activities, with a particular focus on Agentic...experience** + Minimum 3 years of experience in compliance, risk management, auditing, legal , or consulting, with… more
- TD Bank (New York, NY)
- … risk assessments for approvals + Assist in the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a day-to-day basis ... metrics and business conduct issues + Liaison with other Divisions, such as Compliance, Legal , Risk and Internal Audit as well as support regulatory interactions… more
- TD Bank (New York, NY)
- …working groups and/or internal and external committees as an expert within a major risk category (eg Operational , Credit, Reputational and/or Market Risk ... well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who are… more
- Huntington National Bank (New York, NY)
- …asset reviews + Review and negotiate loan documentation in consultation with legal counsel, the assigned RM/Banker, Underwriter/Portfolio Manager and CMFG ... + Manage a portfolio of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer… more
- TD Bank (New York, NY)
- …Custody Agreements). The position must ensure that the Bank is sufficiently protected from legal , risk , and operational perspectives in all such trading ... legal trading documentation, be able to effectively apply legal and sound risk management principles and...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- SMBC (New York, NY)
- …to ensure consistency in achieving industry best practices and in minimizing regulatory risk . + Seek operational efficiencies and automation of processes to ... and formal requests received via regulatory portals or through the Firm's legal department. Providing timely, complete, accurate, and helpful responses to any… more
- TD Bank (New York, NY)
- …in New York City. Key Responsibilities + Assist in month-end close for multiple legal entities and the US Wholesale consolidation process in accordance with US GAAP ... + Researches and investigates a range of financial accounting/audit operational and/or reporting issues + Requires specialized and/or advanced technical/finance… more
- Synchrony (New York, NY)
- …Dual Card, and Allegro Installment products. This role includes credit and operational risk evaluation; delinquency, loss and fraud mitigation; enforcement of ... revolving and installment products, utilizing advanced underwriting techniques to balance risk -reward tradeoff and drive profitable growth + Drive the enhancement of… more