- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Meta (Albany, NY)
- …contracting issues 7. Coordinate and drive resolution to key business issues with legal , risk management, corporate contracts and leadership 8. Serve as the ... Engineering and Construction (DEC) organization. As an Area Contract Manager , you will report to a lead Contracts ...all levels across the organization to gather and understand operational and financial information to maximize contract value and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... teams, and collaborating with key partners such as Technology, Legal , Operations, Risk , Sales and Marketing. +..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Coinbase (Albany, NY)
- …(eg, Finance, Legal , IT, Security, and 2nd Line functions like Risk Management and Compliance) and external auditors. Strategically manage these relationships to ... Audit Execution & Oversight (Finance & Accounting):* Spearhead and execute comprehensive, risk -based operational audits of the finance and accounting functions.… more
- M&T Bank (Buffalo, NY)
- …billings for approval. Maintains financial expense records. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory ... groups in the Bank **Primary Responsibilities:** + Serve as a liaison between manager and bank personnel, responding to questions and issues on departmental matters.… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance… more
- Synchrony (New York, NY)
- …+ Familiarity with regulatory guidance (OCC, Federal Reserve, and CFPB) pertaining to risk governance, operational and credit risk management, retail credit ... **Role Summary/Purpose:** This position reports into the VP, Senior Audit Manager - Credit, responsible for providing independent and objective assessment of… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Senior Product Manager - US Business Deposit Products (GTM), Global..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- Indeed (New York, NY)
- …Internal Audit team. You'll provide autonomous and impartial assurance over the operational efficiency, risk management practices, and regulatory compliance of ... risk -based audits and insights that improve resilience, mitigate risk , and drive operational improvements. We are...those who have had prior contact with the criminal legal system. We are committed to providing individuals with… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... role:** Wells Fargo is seeking a Lead CIB Portfolio Manager to join the Portfolio Management team to support... will partner with Relationship Managers, Industry Coverage and Risk Management to oversee execution of credit related functions… more