- Aflac (New York, NY)
- …Compliance Manual, policies and procedures, and key operating procedures. + Assist with regulatory reporting , including Section 13, Treasury, Form ADV, and Form ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The...preservation of capital, subject to our asset-liability profile and liquidity and capital requirements. GI has primary investment and… more
- Citigroup (New York, NY)
- …payments network. In combination with Citi's embedded FX, enhanced reconciliation and reporting capabilities, Spring by Citi offers a wide range of services across ... teams. Citi is seeking a highly experienced and strategic Payments Product Enablement Manager for Spring by Citi, our global digital payment acceptance service. This… more
- SMBC (New York, NY)
- …to the Risk Coordination Team Lead and the Head of Market and Liquidity Risk. **Key Responsibilities:** **Oversight and Regulatory Engagement:** - Assist with ... concepts (VaR, stress-testing, and counterparty exposure estimation, documentation and reporting approaches). - Understand regulatory requirements applicable to… more
- Marex (New York, NY)
- …Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity , market access and infrastructure services to clients in the energy, ... www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Operational Risk Manager is responsible for assisting the Firm in identification,… more
- American Express (New York, NY)
- …in a safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk management framework while ... ensuring legal and regulatory compliance. We are passionate about our commitment to...identifying and managing Credit Risk, Model Risk, Market & Liquidity Risk, External Fraud risk and Financial Crimes, Decision… more
- American Express (New York, NY)
- …future of American Express. **How will you make an impact in this role?** Reporting to Director - Resolution Planning Risk Oversight, the Manager - Resolution ... oversight of RRP across American Express and American Express National Bank (AENB). The Manager will work closely with across Treasury and GRC to teams ensure a… more
- M&T Bank (Buffalo, NY)
- …daily and long-range strategic direction of the group to support business initiatives and regulatory compliance. This is a great opportunity to be part of a highly ... of maximizing firm profitability. + Develop and implement performance metrics, reporting and analyses using models to support data-driven decision-making and… more
- City National Bank (New York, NY)
- …* Assist with regulatory filings such as Form ADV and CFTC reporting . * Provide guidance and coaching to colleagues on interpretation and application of ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- Neuberger Berman (New York, NY)
- …Managers and traders. + Monitor intraday trading activity and engage with liquidity providers as needed. + Facilitate the create-redeem process and ensure efficient ... sales teams, offering guidance on ETF trading strategies, order execution, and liquidity solutions. + Advise clients and internal partners on efficient trading… more
- Aflac (New York, NY)
- …meet business needs + Provide advice and support for risk analysis and reporting , hedging strategies, regulatory compliance for Aflac, assisting with areas such ... focus on preservation of capital, subject to our asset-liability profile and liquidity and capital requirements. GI has primary investment and asset management… more
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