- TD Bank (New York, NY)
- …Management, Engineering Management, or a related field (a plus).** + **Certification in risk management or financial analysis (FRM, PMI-RMP, CFA, etc.) (a ... the organization - identifies and manages risks, and escalates non -standard, high risk activities as necessary +...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- KeyBank (Amherst, NY)
- …and Investing Line of Business. Primary servicing functions are for non -owner occupied /interim loan servicing, portfolio administration and related client services. ... Independently manage all pre-closing, pre-boarding review of documents and risk management. Responsible for providing superior client service and expertise… more
- Wells Fargo (New York, NY)
- …identify and manage risk . The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, ... across all levels of reporting; + Advanced knowledge of Financial Conduct Authority Senior Manager Regime; +...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational,… more
- SMBC (Albany, NY)
- …Work collaboratively with all members of 1st and 3rd lines of defense, as well as Non - Financial risk specialists within the 2nd line of defense + Represent ... smarter banking translates to a richer life. **SUMMARY:** The Financial and Quantitative Risk team at SMBC...work habits to drive success. + A hands-on professional manager , who has an approachable, personable style but who… more
- BMO Financial Group (New York, NY)
- …+ Series 7, 63 licenses required. + Strong quantitative analysis, technology and financial analysis skills. + Strong risk management skills, fundamental analysis ... BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and… more
- Synchrony (New York, NY)
- …years' experience with the application of US regulatory requirements for Model Risk Management in a financial institution.** **Desired Characteristics:** + ... requirements. + 4+ years' experience working in a Model Risk Management in the ** financial services industry,**...time in position before they can post for future non -exempt roles. Employees, level 8 or greater, must have… more
- Wells Fargo (New York, NY)
- …identify and manage risk . The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, ... It all begins with you. **Corporate Risk ** helps all Wells Fargo businesses...across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; *… more
- TD Bank (New York, NY)
- …interests of the organization - identifies and manages risks, and escalates non -standard, high- risk transactions/activities as necessary + Maintains a culture of ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...to quickly adapt to changing requirements and execute on non -routine ad-hoc deliverables. + A positive "can do" attitude… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **DEPARTMENT DESCRIPTION:**...disciplined approach to evaluating and improving the effectiveness of risk management, control, and governance processes. An MDP within… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more