- TD Bank (New York, NY)
- …interests of the organization - identifies and manages risks, and escalates non -standard, high- risk transactions/activities as necessary + Maintains a culture of ... a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our...to quickly adapt to changing requirements and execute on non -routine ad-hoc deliverables. + A positive "can do" attitude… more
- M&T Bank (Buffalo, NY)
- …OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by ... the department manager or Leadership Development Manager -MDP. **DEPARTMENT DESCRIPTION:**...disciplined approach to evaluating and improving the effectiveness of risk management, control, and governance processes. An MDP within… more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- TD Bank (New York, NY)
- …controls of End User Computing (EUC's) and technical documentation of model and non -models. + In-depth knowledge of financial analysis, financial ... the interests of the organization - identifies and manages risks, and escalates non -standard, high- risk activities as necessary + Conducts internal and external… more
- City of New York (New York, NY)
- …Engineering Audit; - Vendor Contract Audits & Risk Management, - Internal Audit/ Risk Management, - Non -Public Schools Audit & Special Projects, and - ... required Federal grant reporting; the coordination of the City's Financial and Single Audits; the preparation and review of...is also tasked with auditing DCAS program to reimburse Non -Public schools (Local Law 2 of 2016) for allowable… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking ... Compliance team in a manner consistent with the Bank's risk culture and the relevant risk appetite...for the investigative process related to possible instances of non -compliance and ensures escalation to the appropriate teams/individuals for… more
- Wells Fargo (New York, NY)
- …of counterparty credit exposure with certain institutional client types - mostly non -bank financial institutions such as asset managers and regulated funds, ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- TD Bank (New York, NY)
- …labor laws, while fostering a positive employee experience and mitigating organizational risk . This role will liaise with enterprise employee relations and manage ... with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance, Risk , and internal and external counsel. Maintain productive relationships with the enterprise… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more