- Neuberger Berman (New York, NY)
- …private wealth management, trust company, sales distribution and supervision, client reporting , fund governance, compliance, operations, risk , branch exams, etc. ... strengths and weaknesses of internal controls, and recommend enhancement opportunities to mitigate risk + Evaluate the integrity of operational data and ensure… more
- TD Bank (New York, NY)
- …related areas + Researches and investigates a range of financial accounting/audit operational and/or reporting issues + Requires specialized and/or advanced ... and/or business partners and appropriate stakeholders on a range of finance accounting/ reporting or operational processes + Applies understanding of respective… more
- TD Bank (New York, NY)
- …+ Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus + Extensive Operational knowledge as pertains ... diverse and talented team of compliance professionals providing independent compliance risk oversight and in partnership with colleagues leading key enterprise-wide… more
- TD Bank (New York, NY)
- … reporting across regional committees and boards (eg, employee trading metrics, operational issues, and related reporting ). Provide the leadership team with ... Information, reporting , and support to ensure Global Control Room operational issues (eg, vendor issues and Global Control Room outages) are appropriately… more
- BlackRock (New York, NY)
- …investment operations to integrating teams, to unifying their investment analytics & risk reporting framework, to modernizing their overall investment process. ... all kinds have made us the world's largest asset manager , entrusting us with trillions of dollars, and its...on a single platform to power informed decision-making, effective risk management, efficient trading, and operational scale.… more
- MTA (New York, NY)
- …(CISSP), or Global Information Assurance Certification (GIAC), or Certified Information Security Manager (CISM), or Certified in Risk and Information Systems ... MTA on a 24/7 basis. The analysis is conducted through technology risk assessments, data analytics tools, business processes reviews, and collaboration with security… more
- Bank of America (New York, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... to fit client's existing and future needs and support continued growth and operational excellence + Manages risk through implementing and monitoring effective… more
- Bank of America (New York, NY)
- …organization's various financial products as they relate to the analysis, tracking, and reporting of various risk metrics. This role often possesses an advanced ... for developing quantitative/analytic models and applications in support of the firm's risk management effort. This role focuses on the development of operations/data… more
- MTA (New York, NY)
- …and recommendations. + Develop a comprehensive understanding of the analytical and operational reporting requirements for MTA operating agencies. + Generate, ... of Diversity and Civil Rights, Diversity and Equal Opportunity Division SUPERVISOR : Manager , Equal Opportunity Analysis and Reporting LOCATION : 2 Broadway New… more
- Citigroup (New York, NY)
- …support for enterprise business strategies and initiatives including Board committee reporting . This role has a significant degree of responsibility and authority. ... impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide counsel… more
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