- TD Bank (New York, NY)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building ... Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations,...implementation of risk metrics and indicators (KRIs/KPIs) + Provide assurance and validation of first-line compliance program… more
- TD Bank (New York, NY)
- …applications and third-party provider tool. + Support testing engagements from Internal Audit, Compliance Quality Assurance , and others. _The above details ... of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and objective… more
- KeyBank (Amherst, NY)
- …(CISA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), etc.). + Comprehensive knowledge of the ... Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for...of REA team on projects and testing. The Senior Manager must have a strong understanding of audit and/or… more
- TD Bank (New York, NY)
- …hoc training, as required. + Support testing engagements from Internal Audit, Compliance Quality Assurance , and others. **Department Overview** The ... team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company and… more
- NYS Housing Trust Fund Corporation (New York, NY)
- …programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to RHC's Director of Policy ... adaptation and storm recovery initiatives. Job Summary: The Monitoring, Compliance and Policy Manager 's role comprises of...with HUD; and (3) supporting RHC program staff with quality control/ assurance for the current Hurricane Ida… more
- TD Bank (New York, NY)
- …and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate the effectiveness of ... 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- BioLife Plasma Services (Latham, NY)
- …routine tasks according to SOP through direct observation. Plasma Collection Center Quality Assurance Oversight: (80%) Reviews operational records to ensure they ... errors, deficiencies, discrepancies and observations to center management and the Regional Quality Manager . May stop operations or shipments when donor or… more
- TD Bank (New York, NY)
- …This role will also assist with time sensitive Complaint Reporting and Analysis, Quality Assurance and Quality Control Reviews and evaluating procedures ... depending on availability and individual circumstances._ **Job Profile Summary:** The Compliance Business Oversight Manager provides advice, support and… more
- Coinbase (Albany, NY)
- …and other operational support partners (ie Workforce Management, Vendor Management, Analytics, Quality Assurance , etc.) you will create and scale operational ... Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead...of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be… more
- TD Bank (New York, NY)
- … Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the state ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more