- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... be counted **Preferred Skills:** + Experience in non-financial, operational, or compliance risk + Experience with Power Platform (Power Automate, Power Apps, etc.… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will work with ... role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** + Managing...identified regulatory issues. + Recognizing opportunities to implement key risk management practices and procedures in the… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... experience **Preferred Skills:** + **Must have work experience in Compliance, Legal, Risk Management , Technology, or Internal Audit is preferred.** + **Excellent… more
- American Express (New York, NY)
- …clear methodology of inherent and residual risk . GCS is looking for a Senior Manager - Control Management - RCSA focused on ensuring control management ... and business financing. The objective of the GCS Control Management Risk ID, Assessment, Testing and Reporting...numerous business units, functional areas, and geographies. **The Senior Manager - Control Management - RCSA will:**… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... must have in-depth knowledge of wealth and trust risk management as well as a strong...the ability to apply those to testing, monitoring, issues management , and verification activities. The Senior Compliance Manager… more
- American Express (NY)
- …become better leaders every day. The objective of the US Consumer Services Control Management Risk ID, Assessment, Testing and Reporting team is to identify, ... risk . US Consumer Services is looking for a Manager of Risk ID, Assessment, Testing &...be required within New Product Governance (NPG) + Support risk management practices within the business +… more
- TD Bank (New York, NY)
- …Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in surveillance, change ... Surveillance departmental procedures, providing relevant training for Surveillance, conducting quality assurance of alert disposition, reporting on the state of… more
- BioLife Plasma Services (Latham, NY)
- …through established mechanisms. Reports errors, deficiencies, discrepancies and observations to center management and the Regional Quality Manager . May stop ... SOP revisions as needed to support continuous improvement. Works in collaboration with center manager and management team to prepare for and host (if needed)… more
- American Express (New York, NY)
- …**Qualifications:** + Minimum of 5 years of experience in data governance, incident management , risk management , data reporting analysis or a related ... and maintain trust and security. **Role Description:** The Senior Manager of Data Incident Reporting & Management ...resolution of data incidents across the organization. The Senior Manager will work closely with data owners, risk… more