- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in identifying,… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services,...will collaborate with the regional and global partners, manage regulatory change governance framework for the region,… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- **Position Summary** Provides critical support in developing global regulatory strategy, planning and execution of global investigational and marketed prescription ... activities for all assigned projects in alignment with the Global Regulatory Lead. Translates complex pertinent global requirements and provides an assessment… more
- Deloitte (New York, NY)
- … filing requirements and generating submissions packages + Experience with submissions management , labeling, CMC change control and/or LCM processes + Experience ... role ends on 11/30/2025 Work You'll Do As a Manager you will lead and deliver engagements, or components...creative business and technology solutions for clients. Using direct management and hands-on delivery, you will craft solutions for… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution ... and delivery of key regulatory initiatives for our US Wholesale business, building foundational...required + 7+ years of prior experience in organizational change management activities + In-depth understanding and… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. ... Securities?** We are an innovator and leader in the change management space. Our legendary customer &...to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible… more
- TD Bank (New York, NY)
- …and process enhancements to supervision framework and procedures; assist with relevant change management process **Depth & Scope:** + Oversees the development ... accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance.… more
- TD Bank (New York, NY)
- …**Job Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the ... alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: +… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... new regulations and regulatory developments through the Regulatory Change Management process. +...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- LSI Solutions (Victor, NY)
- …competent authorities, and/or authorized representative. + Complete all assigned quality management system training on schedule. + Perform regulatory ... assigned. Level II + All essential functions listed above. + Locate all regulatory certificates. + Independently generate document change requests as needed. +… more