- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... new regulations and regulatory developments through the Regulatory Change Management process. +...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- LSI Solutions (Victor, NY)
- …competent authorities, and/or authorized representative. + Complete all assigned quality management system training on schedule. + Perform regulatory ... assigned. Level II + All essential functions listed above. + Locate all regulatory certificates. + Independently generate document change requests as needed. +… more
- Mount Sinai Health System (New York, NY)
- …cancer clinical trials for the division. Duties include, but are not limited to, management of clinical studies through the regulatory portion of the trial ... forms, serious adverse event forms, etc. + Collaborates with the Clinical Trials Manager in developing and ensuring clinical trial regulatory compliance. +… more
- Bank of America (New York, NY)
- …ensuring the Global team is adherent to multiple Enterprise policies eg, Regulatory Reporting and Enterprise Data Management Standards * Effective running ... procedures to enhance productivity and efficiency and manage business change + Serves as an escalation point to resolve...Strategy experience will be a plus * Experience with regulatory programs * Experience with global stakeholder management… more
- Bank of America (New York, NY)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Regulatory -Reporting-Operations-Senior-Professional\_25024042-2) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- Regeneron Pharmaceuticals (Troy, NY)
- …(eg, change controls, deviations) for the assigned portfolio, evaluating regulatory impacts and associated submission requirements for clinical and commercial ... candidate will be responsible for the development and execution of global regulatory strategies for the assigned drug/device portfolio. This role involves overseeing… more
- TD Bank (New York, NY)
- …Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and ... management of employee relations. This senior leader will ensure...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- Raymond James Financial, Inc. (New York, NY)
- …materials preparation, minutes, and follow-up tracking. + Participate in the firm's regulatory change management process, ensuring fraud-related requirements ... The Fraud Governance Manager plays a key role in the oversight...+ Financial services operations, products, and transaction channels. + Regulatory change management and exam… more
- Mount Sinai Health System (New York, NY)
- …Program Coordinator I develops and/or participates in study protocols, designs management and statistical plans, analyzes data and prepares final reports from ... 4 years of research experience (5 years if no Masters degree) in data management and study coordination in healthcare or basic research. Non-Bargaining Unit, 842 -… more