- Bank of America (Charlotte, NC)
- …support role **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications + Investigation Management + Policies, Procedures, ... financial crimes, including financial crimes investigations management, fraud management, regulatory compliance, risk management, or issue management + BSA knowledge… more
- Bank of America (Charlotte, NC)
- …automation for faster detection and response. + Ensure all transformation efforts meet regulatory , audit, and security policy standards (eg, NIST 800-53, FFIEC, ... at rest - ensuring the program evolves to meet advanced threats, regulatory requirements, and strategic business needs. This highly technical position demands deep… more
- Bank of America (Charlotte, NC)
- …with oversight and accountability for all the activities around application management and governance + As an App Manager own the responsibility of managing ... compliance application , working closely with compliance and operations on Regulatory Requirements to provide optimal solutions + Perform Functional and technical… more
- TD Bank (Charlotte, NC)
- …these programs include, but are not limited to the following activities and controls: - Policy & Governance / Training - Risk Assessment Framework - Know Your ... procedures, and expectations or non-compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing methodology… more
- City National Bank (Charlotte, NC)
- …and (v) maintaining a thorough understanding of CNB's Internal Controls Management Policy , control testing methodologies, and related regulatory and compliance ... Management Policy and Standards, control testing methodologies, and related regulatory and compliance standards, including but not limited to enterprise risk… more
- Bank of America (Charlotte, NC)
- …to obtain or leverage necessary resources. Job expectations include delivering regulatory and executive material and ensuring results align to program strategy, ... Assists with defining program controls, processes, procedures, reporting cadence, decision governance structures, and ways of working with key stakeholders +… more
- Wells Fargo (Charlotte, NC)
- …business efforts that drive client outcomes. + Receive direction from a manager and exercise independent judgment while developing knowledgeof compliance and risk ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- Bank of America (Charlotte, NC)
- …Support governance , risk, and compliance requirements by ensuring alignments with regulatory and internal policy standards. * Drive Cloud Security solutions ... to drive remediation through collaboration with engineering, operations, and governance teams. Role requires 3 years of experience. Job...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Wells Fargo (Kannapolis, NC)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Insight Global (Charlotte, NC)
- …o Interpret liquidity regulation and ensure documentation for firms compliance with regulatory requirements are up to date o Provide input into monthly presentations ... we currently have staffed. There is also a component of derivative booking policy monitoring and weekly reporting the contractor would eventually own. Manager 's… more